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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 8 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 NTSK NETSKOPE CL A ORD Technology 4,500.0 $38K 0.02% NEW $8.44 +35.2%
142 JSC KASPI GLOBAL SPON ADS REP ORD 518.0 $38K 0.02% NEW $73.36
143 EQT EQT ORD Energy 604.0 $38K 0.02% NEW $62.91 -5.6%
144 BROOKFIELD INFRAST PARTNE SRS 14 UNT 2,400.0 $38K 0.02% NEW $15.83
145 CGDV CAPITAL GROUP DIVIDEND VALUE ETF 900.0 $38K 0.02% NEW $42.22 +12.5%
146 FEDERAL HOME LOAN MORTGAGE ORD 6,059.0 $38K 0.02% NEW $6.27
147 GENB GENERATE BIOMEDICINES ORD Financial Services 3,000.0 $37K 0.02% NEW $12.33 +3.3%
148 JHX JAMES HARDIE ORD Basic Materials 2,000.0 $37K 0.02% NEW $18.50 +3.0%
149 OBA OXLEY BRIDGE ACQUISITION LTD Financial Services 3,605.0 $36K 0.02% NEW $9.99 +2.0%
150 OIH VANECK OIL SERVICES ETF 86.0 $34K 0.01% NEW $395.35 +14.9%
151 VSCO VICTORIA S SECRET ORD Consumer Cyclical 724.0 $33K 0.01% NEW $45.58 -2.4%
152 CORE AI HOLDINGS ORD 33,614.0 $33K 0.01% NEW $0.98
153 CDXS CODEXIS ORD Healthcare 20,000.0 $32K 0.01% NEW $1.60 +53.4%
154 SPXX NUVEEN S P 500 DYNAMIC OVRWRT CF Financial Services 2,000.0 $32K 0.01% NEW $16.00 +10.4%
155 PAYP PAYPAY ADR Technology 1,510.0 $32K 0.01% NEW $21.19 -9.7%
156 ETHA ISHARES ETHEREUM TRUST ETF Financial Services 2,000.0 $31K 0.01% NEW $15.50 +3.3%
157 IPI INTREPID POTASH ORD Basic Materials 716.0 $30K 0.01% NEW $41.90 -1.0%
158 MBLY MOBILEYE GLOBAL CL A ORD Consumer Cyclical 4,139.0 $28K 0.01% NEW $6.76 +40.1%
159 UA UNDER ARMOUR CL C ORD Consumer Cyclical 4,910.0 $28K 0.01% NEW $5.70 -11.2%
160 OKE ONEOK ORD Energy 300.0 $27K 0.01% NEW $90.00 +5.4%
Page 8 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%