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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 9 of 17  ·  326 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 OKE ONEOK ORD Energy 300.0 $27K 0.01% NEW $90.00 +4.2%
162 ANTERIS TECHNOLOGIES GLOBAL ORD 5,000.0 $27K 0.01% NEW $5.40
163 MASI CALL MASIMO ORD (NMS) Healthcare 135.0 $24K 0.01% NEW $177.78 +0.6%
164 NAC NUVEEN CLIFORNIA QULTY MNCPL INCM CF Financial Services 2,000.0 $23K 0.01% NEW $11.50 +1.5%
165 JPC NUVEEN PREFERRED AND INCM OPP CF Financial Services 3,000.0 $22K 0.01% NEW $7.33 +4.3%
166 PATH UIPATH CL A ORD Technology 2,000.0 $22K 0.01% NEW $11.00 -3.3%
167 LVMH MOET HENNESSY LOUIS VUITTON ADR (PNK) 207.0 $22K 0.01% NEW $106.28
168 USO PUT UNITED STATES OIL ETF Financial Services 170.0 $21K 0.01% NEW $123.53 +20.9%
169 ZBRA ZEBRA TECHNOLOGIES CL A ORD Technology 103.0 $21K 0.01% NEW $203.88 +27.6%
170 AVGO PUT BROADCOM ORD Technology 65.0 $20K 0.01% NEW $307.69 +33.6%
171 NAD NUVEEN QUALITY MUNICIPAL INCM CF Financial Services 1,800.0 $20K 0.01% NEW $11.11 +3.6%
172 NZF NUVEEN MUNICIPAL CREDIT INCOME CF Financial Services 1,600.0 $19K 0.01% NEW $11.88 +1.9%
173 RUSHB RUSH ENTERPRISES CL B ORD Consumer Cyclical 310.0 $19K 0.01% NEW $61.29 +4.9%
174 CME PUT CME GROUP CL A ORD Financial Services 60.0 $17K 0.01% NEW $283.33 +6.7%
175 IGV PUT ISHARES EXPANDED TECH STW SCTR ETF 215.0 $17K 0.01% NEW $79.07 +16.3%
176 NUVEEN REAL ESTATE INCOME CF 2,400.0 $17K 0.01% NEW $7.08
177 OWLET CL A ORD 3,500.0 $17K 0.01% NEW $4.86
178 IGV CALL ISHARES EXPANDED TECH STW SCTR ETF 200.0 $16K 0.01% NEW $80.00 +14.9%
179 SCHL SCHOLASTIC ORD Communication Services 410.0 $16K 0.01% NEW $39.02 +3.6%
180 DAAQ DIGITAL ASSET ACQUISITION CL A ORD Financial Services 1,620.0 $16K 0.01% NEW $9.88 +4.4%
Page 9 of 17  ·  326 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%