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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 10 of 10  ·  196 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
181 BITO PROSHARES BITCOIN ETF 72.0 -58.0 -44.6%
182 RFL RAFAEL HOLDINGS CL B ORD Real Estate 100.0 -10.0 -9.1%
183 RCAT RED CAT HOLDINGS ORD Technology 70.0 -2K -96.2%
184 RKT ROCKET COMPANIES CL A ORD Financial Services 2.0 -8K -100.0%
185 GLD SPDR GOLD SHARES ETF Financial Services 1.0 -31.0 -96.9%
186 SMG CALL SCOTTS MIRACLE GRO ORD (NYS) Basic Materials 5.0 -14.0 -73.7%
187 USAR USA RARE EARTH CL A ORD Basic Materials 60.0 -115K -100.0%
188 GTM CALL ZOOMINFO TECHNOLOGIES ORD Technology 100.0 -69.0 -40.8%
189 CPRI CALL CAPRI HOLDINGS ORD Consumer Cyclical 5.0 -29.0 -85.3%
190 CPRI PUT CAPRI HOLDINGS ORD Consumer Cyclical 11.0 -4.0 -26.7%
191 AYTU BIOPHARMA ORD 90.0 -32K -99.7%
192 CALL DIGITALBRIDGE GROUP CL A ORD 10.0 -1K -99.3%
193 CALL AMER SPORTS ORD (NYS) 5.0 -3.0 -37.5%
194 KOCHAV DEFENSE ACQUISITION UNT 50.0 -70.0 -58.3%
195 SILVERBOX IV CL A ORD 37.0 -50.0 -57.5%
196 TERRA INNOVATUM GLOBAL NV ORD 211.0 -39K -99.5%
Page 10 of 10  ·  196 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%