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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 4 of 10  ·  196 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 AOS A O SMITH ORD Industrials 2,000.0 $131K 0.06% -3K -60.0% $65.50 -13.4%
62 FANG DIAMONDBACK ENERGY ORD Energy 650.0 $128K 0.06% -850.0 -56.7% $196.92 +3.4%
63 AMCOR ORD 3,100.0 $123K 0.05% -10K -76.2% $39.68
64 CRITICAL METALS ORD 14,550.0 $115K 0.05% -24K -62.7% $7.90
65 LW LAMB WESTON HOLDINGS ORD Consumer Defensive 2,700.0 $114K 0.05% -80.0 -2.9% $42.22 +4.4%
66 MRK MERCK & CO ORD Healthcare 900.0 $108K 0.05% -9K -91.2% $120.00 -7.2%
67 UBER UBER TECHNOLOGIES INC Technology 1,500.0 $107K 0.05% -2K -52.2% $71.33 +5.3%
68 PPLT ABRDN PHYSICAL PLATINUM SHARES ETF Financial Services 600.0 $106K 0.05% -500.0 -45.5% $176.67 +1.3%
69 CAEP CANTOR EQUITY PARTNERS III CL A ORD Financial Services 10,202.0 $105K 0.05% -198.0 -1.9% $10.29 +45.7%
70 HUM HUMANA ORD Healthcare 600.0 $104K 0.04% -400.0 -40.0% $173.33 +76.0%
71 FTV FORTIVE ORD Technology 1,820.0 $100K 0.04% -10.0 -0.6% $54.95 +6.9%
72 HOLOGIC ORD 1,180.0 $89K 0.04% -330.0 -21.9% $75.42
73 WDAY WORKDAY CL A ORD Technology 675.0 $87K 0.04% -75.0 -10.0% $128.89 -3.0%
74 MCK MCKESSON ORD Healthcare 100.0 $86K 0.04% -100.0 -50.0% $860.00 -11.6%
75 PD PAGERDUTY ORD Technology 13,707.0 $85K 0.04% -2K -14.5% $6.20 +9.2%
76 SIMO SILICON MOTION TECHNO ADR REP 4 ORD Technology 750.0 $84K 0.04% -250.0 -25.0% $112.00 +132.1%
77 SPROTT PHYSICAL URANIUM UNT 4,000.0 $80K 0.04% -6K -60.0% $20.00
78 SLB SLB ORD Energy 1,500.0 $77K 0.03% -500.0 -25.0% $51.33 +7.9%
79 SGDJ SPROTT JUNIOR GOLD MINERS ETF 900.0 $77K 0.03% -800.0 -47.1% $85.56 +3.3%
80 CORZ CORE SCIENTIFIC ORD Technology 5,175.0 $77K 0.03% -81K -94.0% $14.88 +62.7%
Page 4 of 10  ·  196 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%