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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 9 of 10  ·  196 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 PINNACLE FINANCIAL PARTNERS ORD 25.0 $2K 0.00% -31K -99.9% $80.00
162 ATYR ATYR PHARMA ORD Healthcare 1,500.0 $1K -3K -68.8% $0.67 -22.3%
163 AMD CALL ADVANCED MICRO DEVICES ORD Technology 5.0 $1K -205.0 -97.6% $200.00 +109.7%
164 DELL DELL TECHNOLOGIES CL C ORD Technology 10.0 $1K -6K -99.8% $100.00 +137.4%
165 OKTA CALL OKTA CL A ORD Technology 20.0 $1K -30.0 -60.0% $50.00 +72.9%
166 PROK PROKIDNEY CL A ORD Healthcare 1,000.0 $1K -58K -98.3% $1.00 +62.6%
167 SMTC SEMTECH ORD Technology 20.0 $1K -117.0 -85.4% $50.00 +167.9%
168 TSLA CALL TESLA ORD Consumer Cyclical 5.0 $1K -2K -99.7% $200.00 +100.8%
169 AACB ARTIUS II ACQUISITION CL A ORD Financial Services 112.0 $1K -100.0 -47.2% $8.93 +16.8%
170 ROIV ROIVANT SCIENCES ORD Healthcare 40.0 $1K -20.0 -33.3% $25.00 +13.8%
171 RENATUS TACTICAL ACQUISITION I UNT 100.0 $1K -1.0 -1.0% $10.00
172 ATYR PUT ATYR PHARMA ORD Healthcare 15.0 -33.0 -68.8%
173 STEX CALL STREAMEX ORD Financial Services 641.0 -313.0 -32.8%
174 BB BLACKBERRY ORD Technology 1.0 -6K -100.0%
175 CRON CALL CRONOS GROUP ORD Healthcare 60.0 -10.0 -14.3%
176 IMMP CALL IMMUTEP ADS REP 10 ORD (NMS) Healthcare 62.0 -222.0 -78.2%
177 KTOS KRATOS DEFENSE AND SECURITY SOLS ORD Industrials 10.0 -2K -99.5%
178 NEWT PUT NEWTEKONE ORD Financial Services 35.0 -11.0 -23.9%
179 ONDS ONDAS ORD Technology 20.0 -20K -99.9%
180 PLUG PLUG POWER ORD Industrials 100.0 -200.0 -66.7%
Page 9 of 10  ·  196 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%