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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 12 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 UVXY PROSHARES ULTRA VIX SHORT TERM ETF Financial Services 3,250.0 $169K 0.07% -800.0 -19.8% $52.00 -32.2%
222 FISV FISERV ORD Technology 3,000.0 $167K 0.07% -5K -63.9% $55.67 +1.8%
223 TDW TIDEWATER ORD Energy 2,000.0 $167K 0.07% -2K -50.5% $83.50 +2.2%
224 U UNITY SOFTWARE ORD Technology 7,484.0 $164K 0.07% +6K +443.5% $21.91 +22.3%
225 PAAS PAN AMER SILVER ORD Basic Materials 3,000.0 $163K 0.07% -461.0 -13.3% $54.33 +1.6%
226 SKM SK TELECOM ADR REPRESENT 5 9TH ORD Communication Services 5,500.0 $161K 0.07% NEW $29.27 +26.4%
227 Z ZILLOW GROUP CL C ORD Communication Services 3,871.0 $160K 0.07% +4K +6351.7% $41.33 -10.1%
228 MSOX ADVISORSHARE MSOS DAILY LEVRG ETF 73,746.0 $158K 0.07% +54K +268.7% $2.14 +26.5%
229 VELO3D ORD 16,560.0 $155K 0.07% NEW $9.36
230 TALK TALKSPACE ORD Healthcare 30,000.0 $155K 0.07% NEW $5.17 +0.6%
231 PERIMETER ACQUISITION CL A ORD 15,110.0 $154K 0.07% $10.19
232 INFINITE EAGLE ACQUISITION UNT 15,000.0 $152K 0.07% NEW $10.13
233 CEPF CANTOR EQUITY PARTNERS IV CL A ORD Financial Services 14,900.0 $151K 0.07% +400.0 +2.8% $10.13 +1.6%
234 AMRIZE ORD 2,710.0 $151K 0.07% -3K -52.4% $55.72
235 USGO US GOLDMINING ORD Basic Materials 13,000.0 $151K 0.07% -2K -14.2% $11.62 -6.6%
236 OMC OMNICOM GROUP ORD Communication Services 2,000.0 $150K 0.07% NEW $75.00 -2.5%
237 CECO CECO ENVIRONMENTAL ORD Industrials 2,500.0 $148K 0.07% NEW $59.20 +32.3%
238 UAA UNDER ARMOUR CL A ORD Consumer Cyclical 24,790.0 $146K 0.06% +24K +2093.8% $5.89 -14.8%
239 HPQ HP ORD Technology 7,500.0 $144K 0.06% +3K +56.2% $19.20 +9.0%
240 ACI ALBERTSONS COMPANIES CL A ORD Consumer Defensive 8,310.0 $141K 0.06% $16.97 +1.4%
Page 12 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%