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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 14 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
261 CRITICAL METALS ORD 14,550.0 $115K 0.05% -24K -62.7% $7.90
262 LW LAMB WESTON HOLDINGS ORD Consumer Defensive 2,700.0 $114K 0.05% -80.0 -2.9% $42.22 -1.6%
263 GRAB GRAB HOLDINGS CL A ORD Technology 30,840.0 $112K 0.05% $3.63 -4.7%
264 SNDA SONIDA SENIOR LIVING ORD Healthcare 3,500.0 $112K 0.05% NEW $32.00 +14.6%
265 IMVT IMMUNOVANT ORD Healthcare 4,500.0 $111K 0.05% +500.0 +12.5% $24.67 +44.7%
266 CMPS COMPASS PATHWAYS ADR Healthcare 20,000.0 $110K 0.05% NEW $5.50 +94.7%
267 ADYEN UNSPON 100 ADR REP ORD 11,000.0 $109K 0.05% +3K +37.5% $9.91
268 MRK MERCK & CO ORD Healthcare 900.0 $108K 0.05% -9K -91.2% $120.00 -5.8%
269 UBER UBER TECHNOLOGIES INC Technology 1,500.0 $107K 0.05% -2K -52.2% $71.33 +4.8%
270 NEUPHORIA THERAPEUTICS ORD 26,500.0 $107K 0.05% $4.04
271 PRGS PROGRESS SOFTWARE ORD Technology 4,137.0 $106K 0.05% NEW $25.62 +11.4%
272 NVS NOVARTIS ADR REPSG 1 ORD Healthcare 700.0 $106K 0.05% NEW $151.43 -0.5%
273 PPLT ABRDN PHYSICAL PLATINUM SHARES ETF Financial Services 600.0 $106K 0.05% -500.0 -45.5% $176.67 -90.0%
274 TOKYO ELECTRON ADR (PNK) 874.0 $106K 0.05% NEW $121.28
275 CAEP CANTOR EQUITY PARTNERS III CL A ORD Financial Services 10,202.0 $105K 0.05% -198.0 -1.9% $10.29 +45.7%
276 CRH CRH PUBLIC LIMITED ORD Basic Materials 1,000.0 $105K 0.05% NEW $105.00 -3.5%
277 IMRX IMMUNEERING CL A ORD Healthcare 20,000.0 $105K 0.05% NEW $5.25 -3.0%
278 HUM HUMANA ORD Healthcare 600.0 $104K 0.04% -400.0 -40.0% $173.33 +77.3%
279 PCT PURECYCLE TECHNOLOGIES ORD Industrials 20,000.0 $103K 0.04% NEW $5.15 +129.1%
280 RKLB ROCKET LAB ORD Industrials 1,607.0 $103K 0.04% +918.0 +133.2% $64.09 +104.7%
Page 14 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%