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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 15 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 PZZA PAPA JOHNS INTERNATIONAL ORD Consumer Cyclical 3,150.0 $102K 0.04% +3K +542.9% $32.38 +1.9%
282 QQQX NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF Financial Services 3,800.0 $101K 0.04% NEW $26.58 +12.3%
283 FIGR FIGURE TECHNOLOGY SOLUTIONS CL A ORD Financial Services 3,000.0 $101K 0.04% NEW $33.67 +14.6%
284 FTV FORTIVE ORD Technology 1,820.0 $100K 0.04% -10.0 -0.6% $54.95 +7.4%
285 SAIL SAILPOINT ORD Technology 7,500.0 $99K 0.04% NEW $13.20 +10.5%
286 BLCO BAUSCH LOMB ORD Healthcare 6,200.0 $98K 0.04% $15.81 +2.5%
287 VRME VERIFYME ORD Industrials 121,056.0 $98K 0.04% NEW $0.81 -14.0%
288 PROP PRAIRIE OPERATING ORD Financial Services 47,500.0 $96K 0.04% NEW $2.02 -56.7%
289 CANTOR FITZGERALD INC TR PFD 3,860.0 $96K 0.04% NEW $24.87
290 EDGE TOTAL INTELLIGENCE SUB VOT ORD 192,715.0 $96K 0.04% $0.50
291 PDI PIMCO DYNAMIC INCOME CF Financial Services 5,600.0 $95K 0.04% $16.96 -2.9%
292 PPL PPL ORD Utilities 2,500.0 $95K 0.04% $38.00 -8.1%
293 DNA GINKGO BIOWORKS HOLD CL A ORD Healthcare 15,380.0 $94K 0.04% +5K +49.3% $6.11 +20.6%
294 TLYS TILLY'S CL A ORD Consumer Cyclical 23,165.0 $93K 0.04% NEW $4.01 +8.1%
295 ES BANCSHARES ORD 14,000.0 $93K 0.04% +12K +460.0% $6.64
296 CRTO CRITEO ADR REP ORD Communication Services 5,100.0 $91K 0.04% $17.84 -9.2%
297 IWM PUT ISHARES RUSSELL 2000 ETF 360.0 $89K 0.04% +215.0 +148.3% $247.22 +10.4%
298 BANX ARROWMARK FINANCIAL ORD Financial Services 4,700.0 $89K 0.04% NEW $18.94 +4.5%
299 NIOCORP DEVELOPMENTS ORD 20,000.0 $89K 0.04% NEW $4.45
300 HOLOGIC ORD 1,180.0 $89K 0.04% -330.0 -21.9% $75.42
Page 15 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%