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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 16 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
301 WDAY WORKDAY CL A ORD Technology 675.0 $87K 0.04% -75.0 -10.0% $128.89 -4.9%
302 MCK MCKESSON ORD Healthcare 100.0 $86K 0.04% -100.0 -50.0% $860.00 -12.0%
303 PD PAGERDUTY ORD Technology 13,707.0 $85K 0.04% -2K -14.5% $6.20 +10.0%
304 SIMO SILICON MOTION TECHNO ADR REP 4 ORD Technology 750.0 $84K 0.04% -250.0 -25.0% $112.00 +125.9%
305 BOOM DMC GLOBAL ORD Energy 15,980.0 $83K 0.04% $5.19 +34.6%
306 INSTIL BIO ORD 10,000.0 $82K 0.04% NEW $8.20
307 TTMI TTM TECHNOLOGIES ORD Technology 828.0 $80K 0.04% NEW $96.62 +71.8%
308 HCM III ACQUISITION CL A ORD SHS 8,000.0 $80K 0.04% +6K +300.0% $10.00
309 SPROTT PHYSICAL URANIUM UNT 4,000.0 $80K 0.04% -6K -60.0% $20.00
310 CITR CITROTECH ORD Financial Services 9,234.0 $79K 0.04% NEW $8.56 -24.8%
311 WHIRLPOOL DS REP 1 20TH SER A PRF 1,950.0 $79K 0.04% NEW $40.51
312 NVO NOVO NORDISK ADR REPSG 1 ORD Healthcare 2,130.0 $78K 0.03% +30.0 +1.4% $36.62 +22.0%
313 CANADIAN PACIFIC KANSAS CITY ORD 1,000.0 $78K 0.03% $78.00
314 SGDJ SPROTT JUNIOR GOLD MINERS ETF 900.0 $77K 0.03% -800.0 -47.1% $85.56 -1.0%
315 CORZ CORE SCIENTIFIC ORD Technology 5,175.0 $77K 0.03% -81K -94.0% $14.88 +54.7%
316 SLB SLB ORD Energy 1,500.0 $77K 0.03% -500.0 -25.0% $51.33 +11.9%
317 SGRY SURGERY PARTNERS ORD Healthcare 6,500.0 $77K 0.03% $11.85 +15.1%
318 LBTYB LIBERTY GLOBAL CL B ORD Communication Services 5,987.0 $75K 0.03% +112.0 +1.9% $12.53 +22.9%
319 SA CALL SEABRIDGE GOLD ORD Basic Materials 2,672.0 $75K 0.03% +2K +776.1% $28.07 +0.2%
320 PENN PENN ENTERTAINMENT ORD Consumer Cyclical 5,000.0 $75K 0.03% $15.00 +6.7%
Page 16 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%