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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 18 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
341 ILMN ILLUMINA ORD Healthcare 500.0 $61K 0.03% $122.00 +15.3%
342 PDD PDD HOLDINGS ADS Consumer Cyclical 600.0 $61K 0.03% NEW $101.67 -3.6%
343 VERADIGM ORD 13,000.0 $60K 0.03% $4.62
344 NATIONAL STRG AFLTS 6 000 SRS B PRF 1,523.0 $60K 0.03% NEW $39.40
345 RSKD RISKIFIED CL A ORD Technology 15,110.0 $59K 0.03% $3.90 +22.4%
346 HHH HOWARD HUGHES HOLDINGS ORD Real Estate 940.0 $59K 0.03% +550.0 +141.0% $62.77 +1.2%
347 FSLY FASTLY CL A ORD Technology 2,000.0 $58K 0.03% NEW $29.00 -41.1%
348 GLASS HOUSE BRANDS ORD 7,000.0 $57K 0.03% $8.14
349 FHN FIRST HORIZON ORD Financial Services 2,530.0 $57K 0.03% $22.53 +7.3%
350 RALLIANT ORD 1,376.0 $57K 0.03% -20.0 -1.4% $41.42
351 DBA INVSC DB AGRICULTURE ETF Financial Services 2,100.0 $57K 0.03% NEW $27.14 +3.7%
352 GTN GRAY MEDIA ORD Communication Services 13,000.0 $56K 0.02% $4.31 -8.8%
353 ATON ALPHATON CAPITAL ORD Financial Services 178,711.0 $56K 0.02% NEW $0.31 +8.5%
354 KKR CALL KKR AND CO ORD (NYS) Financial Services 600.0 $55K 0.02% NEW $91.67 +2.4%
355 NAUT NAUTILUS BIOTECHNOLGY ORD Healthcare 14,000.0 $54K 0.02% $3.86 -39.1%
356 HBAN HUNTINGTON BANCSHARES ORD Financial Services 3,500.0 $54K 0.02% $15.43 +2.3%
357 M3 BRIGADE ACQUISITION VI UNT 5,289.0 $53K 0.02% NEW $10.02
358 HENNESSY CAPITAL INVESTMENT VII ORD 5,160.0 $53K 0.02% +4K +364.9% $10.27
359 TSEM TOWER SEMICONDUCTOR ORD Technology 300.0 $52K 0.02% NEW $173.33 +50.3%
360 MO ALTRIA GROUP ORD Consumer Defensive 800.0 $52K 0.02% -2K -68.0% $65.00 +13.6%
Page 18 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%