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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 2 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SPRING VALEY ACQUISTION III CL A ORD 233,330.0 $2.4M 1.04% +182K +357.0% $10.16
22 FDRL NTNL MRTGG ASCTN SRS O PRF 120,137.0 $2.3M 1.00% -2K -1.7% $19.04
23 ASML ASML HOLDING ADR REP ORD Technology 1,550.0 $2.0M 0.90% +194.0 +14.3% $1320.65 +11.5%
24 KVUE KENVUE ORD Consumer Defensive 115,871.0 $2.0M 0.87% -94K -44.7% $17.23 -0.7%
25 RF ACQUISITION III UNT 200,999.0 $2.0M 0.87% NEW $9.90
26 BA BOEING ORD Industrials 9,835.0 $2.0M 0.85% -1K -12.6% $198.98 +10.9%
27 CEPT CANTOR EQUITY PARTNERS II CL A ORD Financial Services 175,271.0 $1.9M 0.83% -19K -9.6% $10.89 +9.4%
28 RACE FERRARI ORD Consumer Cyclical 5,000.0 $1.7M 0.74% NEW $338.40 -5.1%
29 MCD MCDONALD'S ORD Consumer Cyclical 5,300.0 $1.6M 0.72% +4K +503.6% $310.75 -11.1%
30 KINS KINGSTONE COMPANIES ORD Financial Services 111,031.0 $1.6M 0.71% +63K +130.7% $14.56 +4.1%
31 PANW PALO ALTO NETWORKS ORD Technology 10,066.0 $1.6M 0.70% NEW $160.24 +51.5%
32 BTI BRITISH AMERICAN TOBACCO ADR REP ORD Consumer Defensive 27,400.0 $1.6M 0.70% +15K +122.8% $58.47 +13.5%
33 ELME ORD 775,200.0 $1.6M 0.68% +771K +10000.0% $2.01
34 PROCAP ACQUISITION CL A ORD 149,030.0 $1.5M 0.66% -37K -20.1% $10.19
35 SILJ AMPLIFY JUNIOR SILVER MINERS ETF 50,800.0 $1.5M 0.66% -334K -86.8% $29.70 -0.4%
36 B BARRICK MINING ORD Basic Materials 36,749.0 $1.5M 0.66% +37K +10000.0% $40.76 -0.4%
37 FUTURECREST ACQUISITION CL A ORD 148,400.0 $1.5M 0.65% +17K +13.3% $10.05
38 LLY ELI LILLY ORD Healthcare 1,602.0 $1.5M 0.64% +224.0 +16.3% $919.48 +9.5%
39 SNPS SYNOPSYS ORD Technology 3,632.0 $1.4M 0.63% +920.0 +33.9% $396.48 +26.7%
40 ASTRAZENECA ORD 7,250.0 $1.4M 0.62% NEW $197.10
Page 2 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%