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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 20 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 JCE NUVEEN CORE EQUITY ALPHA CF Financial Services 3,000.0 $44K 0.02% NEW $14.67 +11.4%
382 VIR VIR BIOTECHNOLOGY ORD Healthcare 5,000.0 $44K 0.02% NEW $8.80 +1.5%
383 EOD ALLSPRING GLOBAL DIVIDEND OPPORT CF Financial Services 7,500.0 $43K 0.02% $5.73 +12.0%
384 VCX FUNDRISE INNOVATION FD COM SHS CF Financial Services 330.0 $43K 0.02% NEW $130.30 +91.5%
385 STANDARDAERO ORD 1,633.0 $42K 0.02% NEW $25.72
386 LBRDK LIBERTY BROADBAND SRS C ORD Communication Services 835.0 $42K 0.02% +255.0 +44.0% $50.30 -32.0%
387 STEX STREAMEX ORD Financial Services 37,700.0 $42K 0.02% +28K +277.0% $1.11 +3.5%
388 SAP SAP ADR REP 1 ORD Technology 250.0 $42K 0.02% NEW $168.00 +5.9%
389 RDW REDWIRE ORD Industrials 5,000.0 $42K 0.02% NEW $8.40 +70.0%
390 RYN RAYONIER REIT ORD Real Estate 2,000.0 $41K 0.02% NEW $20.50 -1.3%
391 ALL ALLSTATE ORD Financial Services 200.0 $41K 0.02% -11K -98.2% $205.00 +8.4%
392 SBLK STAR BULK CARRIERS ORD Industrials 1,800.0 $41K 0.02% NEW $22.78 +17.4%
393 GEF GREIF CL A ORD Consumer Cyclical 600.0 $40K 0.02% +281.0 +88.1% $66.67 -6.6%
394 REGN REGENERON PHARMACEUTICALS ORD Healthcare 50.0 $38K 0.02% $760.00 -15.4%
395 LIONSGATE STUDIOS ORD 4,000.0 $38K 0.02% -7K -63.3% $9.50
396 PTY PIMCO CORPORATE OPPORTUNITY CF Financial Services 3,200.0 $38K 0.02% $11.88 +0.1%
397 CGDV CAPITAL GROUP DIVIDEND VALUE ETF 900.0 $38K 0.02% NEW $42.22 +12.8%
398 ANDRETTI ACQUISITION II CL A ORD 3,590.0 $38K 0.02% -310.0 -8.0% $10.58
399 NTSK NETSKOPE CL A ORD Technology 4,500.0 $38K 0.02% NEW $8.44 +37.1%
400 EQT EQT ORD Energy 604.0 $38K 0.02% NEW $62.91 -7.5%
Page 20 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%