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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 22 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 SPXX NUVEEN S P 500 DYNAMIC OVRWRT CF Financial Services 2,000.0 $32K 0.01% NEW $16.00 +11.8%
422 PAYP PAYPAY ADR Technology 1,510.0 $32K 0.01% NEW $21.19 -7.7%
423 GCI LIBERTY SERIES C ORD 860.0 $32K 0.01% -43.0 -4.8% $37.21
424 ETHA ISHARES ETHEREUM TRUST ETF Financial Services 2,000.0 $31K 0.01% NEW $15.50 +3.8%
425 COPX PUT GLOBAL X COPPER MINERS ETF 400.0 $30K 0.01% -101.0 -20.2% $75.00 +9.5%
426 IPI INTREPID POTASH ORD Basic Materials 716.0 $30K 0.01% NEW $41.90 -5.8%
427 IREN IREN ORD Financial Services 900.0 $30K 0.01% +775.0 +620.0% $33.33 +57.2%
428 TILE SHOP HOLDINGS ORD 10,000.0 $30K 0.01% -17K -62.7% $3.00
429 SEI SOLARIS ENERGY INFRSTR CL A ORD Energy 518.0 $29K 0.01% -1K -73.3% $55.98 +30.8%
430 C3 METALS ORD 40,384.0 $29K 0.01% $0.72
431 IOVA IOVANCE BIOTHERAPEUTICS ORD Healthcare 8,000.0 $28K 0.01% $3.50 +1.7%
432 MBLY MOBILEYE GLOBAL CL A ORD Consumer Cyclical 4,139.0 $28K 0.01% NEW $6.76 +42.9%
433 UA UNDER ARMOUR CL C ORD Consumer Cyclical 4,910.0 $28K 0.01% NEW $5.70 -12.9%
434 JAGU JAGUAR URANIUM CL A ORD Energy 10,000.0 $27K 0.01% NEW $2.70 -29.3%
435 M MACYS ORD Consumer Cyclical 1,500.0 $27K 0.01% -10K -87.4% $18.00 +9.3%
436 NTRS NORTHERN TRUST ORD Financial Services 200.0 $27K 0.01% $135.00 +22.7%
437 OKE ONEOK ORD Energy 300.0 $27K 0.01% NEW $90.00 +3.2%
438 TFC TRUIST FINANCIAL ORD Financial Services 593.0 $27K 0.01% -6K -90.6% $45.53 +4.8%
439 UNH UNITEDHEALTH GRP ORD Healthcare 100.0 $27K 0.01% -32K -99.7% $270.00 +42.2%
440 ANTERIS TECHNOLOGIES GLOBAL ORD 5,000.0 $27K 0.01% NEW $5.40
Page 22 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%