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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 3 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 DAYFORCE ORD 25,400.0 $1.8M 0.50% NEW $69.13
42 CRM SALESFORCE ORD Technology 6,460.0 $1.7M 0.48% NEW $264.86 -32.3%
43 BMY BRISTOL MYERS SQUIBB ORD Healthcare 31,500.0 $1.7M 0.48% NEW $53.94 +8.1%
44 HON HONEYWELL INTERNATIONAL ORD Industrials 8,700.0 $1.7M 0.48% NEW $195.06 +11.3%
45 M3 BRIGADE ACQUISITION V CL A ORD 159,700.0 $1.7M 0.48% NEW $10.63
46 LASR NLIGHT ORD Technology 44,108.0 $1.7M 0.47% NEW $37.50 +85.3%
47 GDXJ VANECK JUNIOR GOLD MINERS ETF 14,500.0 $1.6M 0.47% NEW $113.72 -3.0%
48 ETHM DYNAMIX CL A ORD Financial Services 156,712.0 $1.6M 0.46% NEW $10.29 +4.7%
49 UDOW PROSHARES ULTRAPRO DOW 30 ETF 26,700.0 $1.5M 0.44% NEW $57.90 +3.3%
50 UMAC UNUSUAL MACHINES ORD Financial Services 120,001.0 $1.5M 0.43% NEW $12.73 +7.3%
51 PYPL PAYPAL HOLDINGS ORD Financial Services 25,500.0 $1.5M 0.42% NEW $58.35 -24.9%
52 LLY ELI LILLY ORD Healthcare 1,378.0 $1.5M 0.42% NEW $1074.02 -4.9%
53 ASML ASML HOLDING ADR REP ORD Technology 1,356.0 $1.4M 0.41% NEW $1069.32 +36.5%
54 MDY SPDR S&P MIDCAP 400 ETF Financial Services 2,400.0 $1.4M 0.41% NEW $602.92 +8.2%
55 SPSM ST STRET SPDR PRTFL S&P 600 S C ETF 30,000.0 $1.4M 0.40% NEW $46.83 +10.6%
56 USAR USA RARE EARTH CL A ORD Basic Materials 115,553.0 $1.4M 0.39% NEW $11.90 +67.8%
57 PGR PROGRESSIVE ORD Financial Services 6,000.0 $1.4M 0.39% NEW $227.67 -10.9%
58 VALE VALE ADR REPTG ONE ORD Basic Materials 102,500.0 $1.3M 0.38% NEW $13.02 +22.9%
59 FLUTTER ENTERTAINMENT ORD 6,200.0 $1.3M 0.38% NEW $215.00
60 WBD WARNER BROS. DISCOVERY SRS A ORD Communication Services 45,991.0 $1.3M 0.37% NEW $28.81 -6.0%
Page 3 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%