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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 38 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
741 RENATUS TACTICAL ACQUISITION I UNT 100.0 $1K -1.0 -1.0% $10.00
742 ROMAN DBDR ACQUISITION ORD 100.0 $1K NEW $10.00
743 CALL SEALSQ ORD 506.0 $1K $1.98
744 TLGY ACQUISITION CL A ORD 100.0 $1K NEW $10.00
745 ATYR PUT ATYR PHARMA ORD Healthcare 15.0 -33.0 -68.8%
746 APOS CALL APOLLO GLOBAL MANAGEMENT ORD (NYS) Financial Services 6.0 NEW
747 ASPN CALL ASPEN AEROGELS ORD (NYS) Industrials 200.0 +14.0 +7.5%
748 RNA CALL AVIDITY BIOSCIENCES ORD (NMS) Healthcare 74.0 NEW
749 BANC BANC OF CALIFORNIA ORD Financial Services 50.0
750 BHC BAUSCH HEALTH COMPANIES ORD Healthcare 130.0 +100.0 +333.3%
751 STEX CALL STREAMEX ORD Financial Services 641.0 -313.0 -32.8%
752 BB BLACKBERRY ORD Technology 1.0 -6K -100.0%
753 STEW SRH TOTAL RETURN CF Financial Services 20.0 NEW
754 BCTX BRIACELL THERAPEUTICS ORD Healthcare 10.0
755 CLDX CALL CELLDEX THERAPEUTICS ORD Healthcare 16.0 NEW
756 CIFR CALL CIPHER DIGITAL ORD Financial Services 20.0 NEW
757 CIG CALL COMPANHIA ENERG ADR REPG ONE PRF Utilities 55.0 NEW
758 CMPS CALL COMPASS PATHWAYS ADR Healthcare 52.0 NEW
759 CRON CALL CRONOS GROUP ORD Healthcare 60.0 -10.0 -14.3%
760 HELP CYBIN ORD Healthcare 100.0
Page 38 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%