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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 41 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 SMCI CALL SUPER MICRO COMPUTER ORD Technology 7.0 NEW
802 TEVA TEVA PHARMA IND ADR REP 1 ORD Healthcare 10.0 NEW
803 TVGN TEVOGEN BIO HOLDINGS ORD Healthcare 30.0 NEW
804 USAR USA RARE EARTH CL A ORD Basic Materials 60.0 -115K -100.0%
805 WHG WESTWOOD HOLDINGS GROUP ORD Financial Services 50.0
806 GTM CALL ZOOMINFO TECHNOLOGIES ORD Technology 100.0 -69.0 -40.8%
807 CPRI CALL CAPRI HOLDINGS ORD Consumer Cyclical 5.0 -29.0 -85.3%
808 CPRI PUT CAPRI HOLDINGS ORD Consumer Cyclical 11.0 -4.0 -26.7%
809 ARBE CALL ARBE ROBOTICS ORD Technology 52.0 NEW
810 QURE CALL UNIQURE ORD Healthcare 30.0 +7.0 +30.4%
811 PUT ANNALY CAPITAL MANAGEMENT REIT ORD 15.0 NEW
812 AYTU BIOPHARMA ORD 90.0 -32K -99.7%
813 BAYVIEW ACQUISITION RTS 1,100.0 NEW
814 BERKSHIRE HATHAWAY CL B ORD 1.0
815 CYABRA ORD 150.0 NEW
816 CALL DIGITALBRIDGE GROUP CL A ORD 10.0 -1K -99.3%
817 PUT DIGITALBRIDGE GROUP CL A ORD 8.0
818 EAGLE NUCLEAR ENERGY CORP 90.0 NEW
819 CALL GAMESTOP CL A ORD 5.0 NEW
820 HELIOS AND MATHESON ANALYTICS ORD 1,002.0
Page 41 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%