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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $229M AUM 840 positions Filed Apr 15, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 326 New 153 Added 196 Reduced 479 Exited
Page 42 of 42  ·  838 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
821 INCEPTION GROWTH ACQUISITION RTS 1,300.0 NEW
822 BONK ORD 28.0
823 LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) 20.0
824 GEN DIGITAL CONTINGENT VALUE RTS 90.0 NEW
825 NOVELSTEM INTERNATIONAL ORD (PNK) 25,000.0
826 OCEAN BIOMEDICAL ORD 600.0
827 REMARK HOLDINGS INC 1,200.0
828 SIGNATURE 40 DS REP SRS A PRF 200.0
829 CALL SNDL ORD 15.0
830 CALL VIZSLA SILVER ORD (ASE) 150.0 NEW
831 CALL AMER SPORTS ORD (NYS) 5.0 -3.0 -37.5%
832 HORIZON SPACE ACQUISITION II RTS 1,200.0 NEW
833 KOCHAV DEFENSE ACQUISITION UNT 50.0 -70.0 -58.3%
834 SEALSQ ORD 32.0 NEW
835 SILVERBOX IV CL A ORD 37.0 -50.0 -57.5%
836 PUT SMX SECURITY MATTERS CL A ORD (NMS) 6.0 NEW
837 SOREN ACQUISITION UNT 100.0 NEW
838 TERRA INNOVATUM GLOBAL NV ORD 211.0 -39K -99.5%
Page 42 of 42  ·  838 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.9%
Healthcare 15.9%
Financial Services 15.9%
Industrials 10.6%
Consumer Cyclical 9.2%
Basic Materials 6.1%
Consumer Defensive 5.9%
Communication Services 5.6%
Energy 3.0%
Real Estate 0.5%