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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 43 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
841 COLLPLANT BIOTECHNOLOGIES ORD 5,250.0 $1K -50.0 -0.9% $0.19
842 T AT&T ORD Communication Services 10.0 NEW
843 ATYR ATYR PHARMA ORD Healthcare 1,500.0
844 ATYR PUT ATYR PHARMA ORD Healthcare 15.0
845 AXTI CALL AXT ORD Technology 5.0 NEW
846 ADEA CALL ADEIA ORD Technology 14.0 NEW
847 MSOS CALL ADVISORSHARES PURE US CANNABIS ETF 124.0 NEW
848 AVEX AEVEX CL A ORD Industrials 22.0 NEW
849 OPTU PUT OPTIMUM COMMUNICATIONS CL A ORD Communication Services 410.0 NEW
850 AMZN CALL AMAZON COM ORD Consumer Cyclical 3.0 NEW
851 AEO CALL AMERICAN EAGLE OUTFITTERS ORD (NYS) Consumer Cyclical 50.0 NEW
852 APH AMPHENOL CL A ORD Technology 5.0 NEW
853 ARRY CALL ARRAY TECHNOLOGIES ORD (NMS) Energy 100.0 NEW
854 ARVN ARVINAS ORD Healthcare 80.0 NEW
855 RNA CALL ATRIUM THERAPEUTICS ORD Healthcare 37.0 -37.0 -50.0%
856 ASM CALL AVINO SILVER GOLD ORD Basic Materials 70.0 NEW
857 BCBP PUT BCB BANCORP ORD Financial Services 45.0 NEW
858 BAND BANDWIDTH CL A ORD Technology 5.0 NEW
859 VXX PUT BARCLAYS IPTH SRS B S&P SHRT TRM ETN (BAT) Financial Services 20.0 NEW
860 BHC BAUSCH HEALTH COMPANIES ORD Healthcare 140.0 +10.0 +7.7%
Page 43 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%