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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $354M AUM 992 positions Filed Jan 16, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 991 New
Page 6 of 50  ·  991 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 SPRING VALLEY ACQUISIT II CL A ORD 68,344.0 $811K 0.23% NEW $11.87
102 KINS KINGSTONE COMPANIES ORD Financial Services 48,127.0 $809K 0.23% NEW $16.81 -9.8%
103 RTO RENTOKIL INITIAL ADS ECH REP 5 ORD Industrials 26,800.0 $789K 0.22% NEW $29.44 +9.4%
104 JD JD.COM ADR REP 2 CL A ORD Consumer Cyclical 27,200.0 $780K 0.22% NEW $28.68 +10.2%
105 BOLD EAGLE ACQUISITION CL A ORD 71,550.0 $756K 0.21% NEW $10.57
106 DELL DELL TECHNOLOGIES CL C ORD Technology 5,977.0 $752K 0.21% NEW $125.82 +89.2%
107 VTEX VTEX CL A ORD Technology 197,626.0 $743K 0.21% NEW $3.76 -6.9%
108 MP MP MATERIALS CL A ORD Basic Materials 14,596.0 $737K 0.21% NEW $50.49 +12.2%
109 PROCAP ACQUISITION UNT 72,004.0 $737K 0.21% NEW $10.24
110 CM CANADIAN IMPERIAL BANK COMMERCE ORD Financial Services 7,700.0 $697K 0.20% NEW $90.52 +24.0%
111 BTI BRITISH AMERICAN TOBACCO ADR REP ORD Consumer Defensive 12,300.0 $696K 0.20% NEW $56.59 +17.3%
112 CPB THE CAMPBELL S COMPANY ORD Consumer Defensive 25,000.0 $696K 0.20% NEW $27.84 -26.9%
113 TSLA CALL TESLA ORD Consumer Cyclical 1,541.0 $693K 0.20% NEW $449.71 -8.8%
114 DMY SQUARED TECH GRP CL A ORD 51,359.0 $667K 0.19% NEW $12.99
115 RENATUS TACTICAL ACQN I CL A ORD 62,466.0 $666K 0.19% NEW $10.66
116 PERCEPTIVE CAPITAL SOLUTION CL A ORD 49,963.0 $651K 0.18% NEW $13.03
117 GMAB GENMAB ADR Healthcare 21,000.0 $646K 0.18% NEW $30.76 -14.3%
118 AMD ADVANCED MICRO DEVICES ORD Technology 3,003.0 $643K 0.18% NEW $214.12 +93.4%
119 NXE NEXGEN ENERGY ORD Energy 66,560.0 $612K 0.17% NEW $9.19 +19.3%
120 GBANK FINL HLDGS ORD 17,900.0 $606K 0.17% NEW $33.85
Page 6 of 50  ·  991 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 24.0%
Financial Services 23.3%
Healthcare 14.0%
Industrials 10.0%
Consumer Cyclical 7.5%
Consumer Defensive 6.2%
Basic Materials 5.1%
Communication Services 4.7%
Energy 2.7%
Real Estate 1.8%