Portfolio (Quarterly) Guide ↗

Principle Wealth Partners LLC

· CIK 0001743413

13F Portfolio $1.8B AUM 372 positions Filed Feb 6, 2026 EDGAR ↗ ← All Funds

Q4 2025 Q3 2025 · All 24 New 113 Added 90 Reduced 11 Exited

Page 6 of 6 · 113 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
101	FISV	FISERV INC	Technology	6,152.0	$413K	0.02%	+1K	+28.4%	$67.17	-14.9%
102	TT	TRANE TECHNOLOGIES PLC	Industrials	1,006.0	$391K	0.02%	+7.0	+0.7%	$389.01	+15.9%
103	MET	METLIFE INC	Financial Services	4,880.0	$385K	0.02%	+598.0	+14.0%	$78.95	+6.5%
104	QQQM	INVESCO EXCH TRADED FD TR II	—	1,455.0	$368K	0.02%	+484.0	+49.9%	$252.88	+16.8%
105	XEL	XCEL ENERGY INC	Utilities	4,523.0	$334K	0.02%	+36.0	+0.8%	$73.86	+9.8%
106	COF	CAPITAL ONE FINL CORP	Financial Services	1,362.0	$330K	0.02%	+118.0	+9.5%	$242.27	-22.5%
107	BSX	BOSTON SCIENTIFIC CORP	Healthcare	3,425.0	$327K	0.02%	+21.0	+0.6%	$95.35	-39.4%
108	MCO	MOODYS CORP	Financial Services	535.0	$273K	0.01%	+4.0	+0.8%	$511.01	-12.1%
109	SPYV	SPDR SERIES TRUST	—	4,725.0	$268K	0.01%	+191.0	+4.2%	$56.81	+7.5%
110	CLX	CLOROX CO DEL	Consumer Defensive	2,545.0	$257K	0.01%	+36.0	+1.4%	$100.83	-5.7%
111	BN	BROOKFIELD CORP	Financial Services	5,337.0	$245K	0.01%	+2K	+51.4%	$45.89	-1.1%
112	HYG	ISHARES TR	—	2,924.0	$236K	0.01%	+17.0	+0.6%	$80.64	-0.9%
113	XLY	SELECT SECTOR SPDR TR	—	1,831.0	$219K	0.01%	+912.0	+99.2%	$119.42	-0.2%

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 28.6%

Financial Services 23.3%

Industrials 11.3%

Consumer Cyclical 9.1%

Healthcare 8.5%

Communication Services 7.9%

Consumer Defensive 4.4%

Utilities 3.2%

Energy 3.0%

Basic Materials 0.5%