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Portfolio (Quarterly) Guide ↗

Principle Wealth Partners LLC

· CIK 0001743413
13F Portfolio $2.0B AUM 398 positions Filed Aug 7, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q4 2025 · All 48 New 111 Added 145 Reduced 22 Exited
Page 6 of 6  ·  111 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 HTGC HERCULES CAPITAL INC Financial Services 20,945.0 $330K 0.02% +2K +8.1% $15.77 +11.5%
102 YUM YUM BRANDS INC Consumer Cyclical 2,032.0 $325K 0.02% +127.0 +6.7% $159.86 -2.2%
103 NKE NIKE INC Consumer Cyclical 6,228.0 $256K 0.01% +2K +35.2% $41.05 -3.8%
104 HYG ISHARES TR 3,082.0 $246K 0.01% +158.0 +5.4% $79.97 -0.1%
105 MCO MOODYS CORP Financial Services 540.0 $245K 0.01% +5.0 +0.9% $453.14 +13.2%
106 XLY SELECT SECTOR SPDR TR 1,976.0 $232K 0.01% +145.0 +7.9% $117.28 +0.6%
107 ALLY ALLY FINL INC Financial Services 4,900.0 $225K 0.01% +200.0 +4.3% $45.95 -7.3%
108 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 1,635.0 $201K 0.01% +97.0 +6.3% $123.11 +31.4%
109 TSLX SIXTH STREET SPECIALTY LENDI Financial Services 11,309.0 $194K 0.01% +1K +10.1% $17.17 +10.5%
110 AMERICAN BITCOIN CORP. 250,000.0 $170K 0.01% +200K +400.0% $0.68
111 RQI COHEN & STEERS QUALITY INCOM Financial Services 12,153.0 $150K 0.01% +2K +17.2% $12.31 +0.8%
Page 6 of 6  ·  111 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.9%
Financial Services 22.9%
Industrials 12.1%
Healthcare 9.3%
Consumer Cyclical 8.5%
Communication Services 5.0%
Consumer Defensive 4.7%
Utilities 3.6%
Energy 3.2%
Basic Materials 0.5%