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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 1 of 6  ·  108 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 RWL INVESCO S&P 500 REVENUE ETF 586,597.0 $70.0M 13.64% +12K +2.0% $119.25 +4.9%
2 IETC ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF 653,967.0 $61.9M 12.07% +13K +2.0% $94.64 +12.2%
3 IYG ISHARES US FINANCIAL SERVICES ETF 430,383.0 $37.4M 7.30% +10K +2.3% $87.00 +0.0%
4 IYJ ISHARES U.S. INDUSTRIALS ETF 219,197.0 $34.4M 6.72% +4K +2.0% $157.13 -1.3%
5 MSFT MICROSOFT CORP COM Technology 50,024.0 $19.2M 3.75% +583.0 +1.2% $384.37 +10.2%
6 DIA STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST Financial Services 17,002.0 $8.2M 1.60% +2K +14.3% $482.12 +3.1%
7 LMT LOCKHEED MARTIN CORP COM Industrials 2,556.0 $1.6M 0.31% +14.0 +0.6% $619.75 -14.8%
8 V VISA INC COM CL A Financial Services 4,671.0 $1.4M 0.28% +39.0 +0.8% $309.38 +7.5%
9 CAT CATERPILLAR INC COM Industrials 1,814.0 $1.4M 0.28% +14.0 +0.8% $791.63 +9.1%
10 ORCL ORACLE CORP COM Technology 7,720.0 $1.2M 0.23% +6K +349.9% $155.61 +19.9%
11 GOOGL ALPHABET INC CAP STK CL A Communication Services 3,548.0 $1.1M 0.22% +37.0 +1.1% $321.28 +23.5%
12 CVX CHEVRON CORPORATION COM Energy 4,499.0 $863K 0.17% +38.0 +0.8% $191.79 +2.3%
13 XOM EXXON MOBIL CORP COM Energy 4,732.0 $722K 0.14% +31.0 +0.7% $152.62 +5.2%
14 BX BLACKSTONE INC COM Financial Services 5,621.0 $685K 0.13% +115.0 +2.1% $121.81 -3.9%
15 MCD MCDONALDS CORP COM Consumer Cyclical 2,018.0 $614K 0.12% +11.0 +0.6% $304.46 -7.2%
16 DRI DARDEN RESTAURANTS INC COM Consumer Cyclical 2,584.0 $496K 0.10% +19.0 +0.7% $191.90 +1.0%
17 GS GOLDMAN SACHS GROUP INC COM Financial Services 470.0 $418K 0.08% +3.0 +0.6% $890.20 +6.3%
18 VLO VALERO ENERGY CORP COM Energy 1,678.0 $406K 0.08% +9.0 +0.5% $242.07 +6.8%
19 CSCO CISCO SYS INC COM Technology 4,864.0 $401K 0.08% +74.0 +1.5% $82.35 +44.4%
20 PYLD PIMCO MULTISECTOR BOND ACTIVE EXCHANGE-TRADED FUND 12,276.0 $325K 0.06% +4K +43.6% $26.50 -1.1%
Page 1 of 6  ·  108 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%