Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970

13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited

Page 3 of 5 · 92 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
41	VO	VANGUARD MID-CAP ETF	—	1,076.0	$86K	0.01%	+804.0	+295.6%	$80.39	+3.2%
42	SO	SOUTHERN CO COM	Utilities	865.0	$82K	0.01%	+7.0	+0.8%	$95.15	-6.5%
43	SPG	SIMON PPTY GROUP INC NEW COM	Real Estate	328.0	$73K	0.01%	+3.0	+0.9%	$223.18	-2.2%
44	ZION	ZIONS BANCORPORATION NATL ASSN COM	Financial Services	989.0	$70K	0.01%	+7.0	+0.7%	$70.68	-3.6%
45	ET	ENERGY TRANSFER L P COM UT LTD PTN	Energy	3,160.0	$60K	0.01%	+18.0	+0.6%	$19.05	+11.2%
46	HTGC	HERCULES CAPITAL INC COM	Financial Services	3,702.0	$59K	0.01%	+92.0	+2.5%	$15.92	+7.6%
47	LHX	L3HARRIS TECHNOLOGIES INC COM	Industrials	174.0	$51K	0.01%	+3.0	+1.8%	$292.80	-8.9%
48	KEY	KEYCORP COM	Financial Services	2,077.0	$48K	0.01%	+19.0	+0.9%	$23.25	-5.9%
49	SCHF	SCHWAB INTERNATIONAL EQUITY ETF	—	1,630.0	$45K	0.01%	+10.0	+0.6%	$27.30	+4.2%
50	PECO	PHILLIPS EDISON & CO INC COMMON STOCK	Real Estate	1,010.0	$42K	0.01%	+9.0	+0.9%	$41.54	-5.5%
51	VWO	VANGUARD FTSE EMERGING MARKETS ETF	—	653.0	$39K	0.01%	+36.0	+5.8%	$59.19	+2.1%
52	LIN	LINDE PLC SHS	Basic Materials	72.0	$38K	0.01%	+2.0	+2.9%	$533.60	-8.6%
53	CB	CHUBB LIMITED COM	Financial Services	103.0	$36K	0.01%	+3.0	+3.0%	$351.73	-3.1%
54	SBUX	STARBUCKS CORP COM	Consumer Cyclical	341.0	$35K	0.01%	+13.0	+4.0%	$103.25	+3.7%
55	ZTS	ZOETIS INC CL A	Healthcare	397.0	$29K	0.01%	+6.0	+1.5%	$72.52	+7.2%
56	RDVI	FT VEST RISING DIVIDEND ACHIEVERS TARGET INCOME ETF	—	921.0	$27K	0.01%	+19.0	+2.1%	$29.21	-0.1%
57	AB	ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN	Financial Services	721.0	$26K	0.00%	+15.0	+2.1%	$35.96	+0.8%
58	VZ	VERIZON COMMUNICATIONS INC COM	Communication Services	612.0	$26K	0.00%	+9.0	+1.5%	$41.99	+17.8%
59	IEFA	ISHARES CORE MSCI EAFE ETF	—	248.0	$24K	0.00%	+4.0	+1.6%	$95.90	+5.2%
60	NKE	NIKE INC CL B	Consumer Cyclical	524.0	$23K	0.00%	+15.0	+3.0%	$43.03	-5.3%

Page 3 of 5 · 92 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Financial Services 47.1%

Technology 30.5%

Consumer Cyclical 8.7%

Consumer Defensive 5.5%

Industrials 3.4%

Communication Services 1.3%

Energy 1.3%

Healthcare 1.2%

Utilities 0.9%

Basic Materials 0.1%