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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 4 of 5  ·  92 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SKYX SKYX PLATFORMS CORP COM Industrials 20,000.0 $22K 0.00% +10K +100.0% $1.12 +2.7%
62 EMR EMERSON ELEC CO COM Industrials 160.0 $22K 0.00% +6.0 +3.9% $139.77 +12.5%
63 PRU PRUDENTIAL FINL INC COM Financial Services 189.0 $21K 0.00% +2.0 +1.1% $111.12 +9.0%
64 OHI OMEGA HEALTHCARE INVS INC COM Real Estate 428.0 $21K 0.00% +5.0 +1.2% $48.22 -3.3%
65 BP BP PLC SPONSORED ADR Energy 563.0 $20K 0.00% +3.0 +0.5% $36.16 +23.8%
66 IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 213.0 $17K 0.00% +2.0 +0.9% $80.49 +1.3%
67 BRSP BRIGHTSPIRE CAPITAL INC COM CL A Real Estate 3,123.0 $17K 0.00% +82.0 +2.7% $5.47 -10.2%
68 FYX FIRST TRUST SMALL CAP CORE ALPHADEX FUND 112.0 $16K 0.00% +1.0 +0.9% $143.02 +0.5%
69 UNILEVER PLC SPON ADR NEW 261.0 $16K 0.00% +3.0 +1.2% $60.84
70 SIRI SIRIUSXM HOLDINGS INC COMMON STOCK Communication Services 473.0 $14K 0.00% +4.0 +0.8% $29.96 -4.2%
71 CQP CHENIERE ENERGY PARTNERS L P COM UNIT Energy 220.0 $13K 0.00% +3.0 +1.4% $60.63 +12.8%
72 UNM UNUM GROUP COM Financial Services 143.0 $13K 0.00% +1.0 +0.7% $91.19 -3.7%
73 SBS COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR Utilities 2,195.0 $13K 0.00% +2K +400.0% $5.75 -19.8%
74 IWR ISHARES RUSSELL MIDCAP ETF 106.0 $12K 0.00% +1.0 +0.9% $109.73 +3.4%
75 FNDC SCHWAB FUNDAMENTAL INTERNATIONAL SMALL EQUITY ETF 145.0 $7K 0.00% +1.0 +0.7% $48.55 +5.0%
76 CVS CVS HEALTH CORP COM Healthcare 66.0 $7K 0.00% +1.0 +1.5% $104.52 -11.0%
77 HPQ HP INC COM Technology 310.0 $7K 0.00% +2.0 +0.7% $21.99 +35.1%
78 BBWI BATH & BODY WORKS INC COM Consumer Cyclical 284.0 $6K 0.00% +3.0 +1.1% $22.38 -13.1%
79 VFC V F CORP COM Consumer Cyclical 339.0 $6K 0.00% +2.0 +0.6% $16.83 -14.6%
80 MPLX MPLX LP COM UNIT REP LTD Energy 97.0 $5K 0.00% +1.0 +1.0% $56.15 +4.0%
Page 4 of 5  ·  92 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%