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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 2 of 3  ·  43 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SCHC SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 87.0 $4K 0.00% NEW $49.61 +0.7%
22 SCHP SCHWAB US TIPS ETF 110.0 $3K 0.00% NEW $26.82 -0.7%
23 SCHH SCHWAB U.S. REIT ETF 72.0 $2K NEW $22.67 +2.6%
24 DFIS DIMENSIONAL INTERNATIONAL SMALL CAP ETF 38.0 $1K NEW $35.66 +1.2%
25 HYLB XTRACKERS USD HIGH YIELD CORPORATE BOND ETF 36.0 $1K NEW $36.86 -1.5%
26 VNQI VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF 27.0 $1K NEW $46.78 -2.0%
27 Q QNITY ELECTRONICS INC COMMON STOCK Technology 8.0 $1K NEW $135.25 +16.3%
28 MICC MAGNUM ICE CREAM CO NV ORD SHS Consumer Defensive 57.0 $816.0 NEW $14.32 +16.4%
29 VOE VANGUARD MID-CAP VALUE ETF 4.0 $767.0 NEW $191.75 +0.0%
30 CRWV COREWEAVE INC COM CL A Technology 5.0 $551.0 NEW $110.20 -2.6%
31 VOT VANGUARD MID-CAP GROWTH ETF 2.0 $548.0 NEW $274.00 +3.7%
32 EFG ISHARES MSCI EAFE GROWTH ETF 3.0 $358.0 NEW $119.33 -0.2%
33 TOPT ISHARES TOP 20 U.S. STOCKS ETF 9.0 $272.0 NEW $30.22 +11.9%
34 PXH INVESCO RAFI EMERGING MARKETS ETF 2.0 $56.0 NEW $28.00 +2.1%
35 IWO ISHARES RUSSELL 2000 GROWTH ETF $54.0 NEW
36 VV VANGUARD LARGE-CAP ETF $39.0 NEW
37 HAUZ DBX ETF TRUST - XTRACKERS INTERNATIONAL REAL ESTATE ETF 1.0 $24.0 NEW $24.00 -3.3%
38 SPHQ INVESCO S&P 500 QUALITY ETF $7.0 NEW
39 CLX CLOROX CO DEL COM Consumer Defensive $6.0 NEW
40 SPSM STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF $1.0 NEW
Page 2 of 3  ·  43 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%