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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 2 of 2  ·  29 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 PULS PGIM ULTRA SHORT BOND ETF 1.0 $33.0 NEW $33.00 +50.5%
22 VPLS VANGUARD CORE PLUS BOND ETF $32.0 NEW
23 GSY INVESCO ULTRA SHORT DURATION ETF 1.0 $29.0 NEW $29.00 +73.4%
24 FVD FIRST TRUST VALUE LINE DIVIDEND INDEX FUND 1.0 $28.0 NEW $28.00 +81.1%
25 SYK STRYKER CORPORATION COM Healthcare $15.0 NEW
26 FTCS FIRST TRUST CAPITAL STRENGTH ETF $14.0 NEW
27 SPHQ INVESCO S&P 500 QUALITY ETF $8.0 NEW
28 SPSM STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF $2.0 NEW
29 EMLC VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF $1.0 NEW
Page 2 of 2  ·  29 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%