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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 1 of 4  ·  73 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 IETC ISHARES U.S. TECH INDEPENDENCE FOCUSED ETF 464,639.0 $49.2M 8.54% -189K -28.9% $105.85 +2.2%
2 SPY STATE STREET SPDR S&P 500 ETF Financial Services 63,062.0 $47.0M 8.16% -3K -4.2% $745.76 +2.7%
3 QQQ INVESCO QQQ TRUST SERIES I Financial Services 63,600.0 $46.1M 8.01% -6K -8.5% $725.17 -1.6%
4 RWL INVESCO S&P 500 REVENUE ETF 333,763.0 $42.9M 7.44% -253K -43.1% $128.48 +4.2%
5 IYG ISHARES US FINANCIAL SERVICES ETF 305,432.0 $28.2M 4.89% -125K -29.0% $92.31 +4.8%
6 SMH VANECK SEMICONDUCTOR ETF 39,507.0 $24.5M 4.25% -26K -39.4% $620.47 -9.7%
7 IYJ ISHARES U.S. INDUSTRIALS ETF 144,050.0 $23.9M 4.14% -75K -34.3% $165.69 -0.5%
8 AAPL APPLE INC COM Technology 79,317.0 $23.3M 4.05% -7K -8.0% $294.38 +5.1%
9 NVDA NVIDIA CORPORATION COM Technology 116,352.0 $23.0M 3.99% -14K -10.7% $197.58 +8.7%
10 AMZN AMAZON COM INC COM Consumer Cyclical 75,508.0 $18.3M 3.17% -4K -4.8% $241.70 +7.0%
11 COST COSTCO WHOLESALE CORPORATION COM Consumer Defensive 13,058.0 $12.1M 2.10% -2K -11.2% $924.66 +2.5%
12 SCHW SCHWAB CHARLES CORP COM Financial Services 25,933.0 $2.5M 0.43% -2K -6.4% $95.78 +17.2%
13 GOOGL ALPHABET INC CAP STK CL A Communication Services 3,466.0 $1.3M 0.22% -82.0 -2.3% $361.20 -4.5%
14 XSMO INVESCO S&P SMALLCAP MOMENTUM ETF 10,457.0 $961K 0.17% -730.0 -6.5% $91.87 -6.3%
15 GEV GE VERNOVA INC COM Utilities 707.0 $802K 0.14% -33.0 -4.5% $1134.47 -15.7%
16 GS GOLDMAN SACHS GROUP INC COM Financial Services 460.0 $469K 0.08% -10.0 -2.1% $1019.83 +1.9%
17 META META PLATFORMS INC CL A Communication Services 736.0 $451K 0.08% -167.0 -18.5% $612.87 -10.3%
18 IVV ISHARES CORE S&P 500 ETF 585.0 $438K 0.08% -5.0 -0.8% $749.55 +2.6%
19 HD HOME DEPOT INC COM Consumer Cyclical 1,216.0 $427K 0.07% -94.0 -7.2% $350.97 -4.4%
20 PG PROCTER & GAMBLE CO COM Consumer Defensive 2,133.0 $315K 0.06% -777.0 -26.7% $147.45 -1.9%
Page 1 of 4  ·  73 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%