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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 4 of 4  ·  73 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 SLB SLB LIMITED COM STK Energy 1.0 $38.0 -2.0 -66.7% $38.00 +41.8%
62 KMB KIMBERLY-CLARK CORP COM Consumer Defensive $32.0 -100.0%
63 BUNGE GLOBAL SA COM SHS $26.0 -100.0%
64 VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF $23.0 -100.0%
65 LYB LYONDELLBASELL INDUSTRIES NV SHS - A - Basic Materials $18.0 -100.0%
66 GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI Financial Services 1.0 $10.0 -1K -99.9% $10.00 -3.1%
67 SCHR SCHWAB INTERMEDIATE-TERM US TREASURY ETF $8.0 -100.0%
68 HYLB XTRACKERS USD HIGH YIELD CORPORATE BOND ETF $8.0 -100.0%
69 SCHI SCHWAB 5-10 YEAR CORPORATE BOND ETF $5.0 -100.0%
70 FSCO FS CREDIT OPPORTUNITIES CORP COMMON STOCK Financial Services 1.0 $4.0 -2K -99.9% $4.00 +29.5%
71 SCHP SCHWAB US TIPS ETF $3.0 -100.0%
72 VOE VANGUARD MID-CAP VALUE ETF $3.0 -100.0%
73 EBND STATE STREET SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF $1.0 -100.0%
Page 4 of 4  ·  73 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%