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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 12 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 211.0 $16K 0.00% $74.94 +4.2%
222 SCHX SCHWAB U.S. LARGE-CAP ETF 579.0 $16K 0.00% NEW $27.04 +6.6%
223 H HYATT HOTELS CORP COM CL A Consumer Cyclical 98.0 $16K 0.00% $159.24 +4.4%
224 EATON VANCE MORTGAGE OPPORTUNITIES ETF 305.0 $15K 0.00% $50.58
225 UNILEVER PLC SPON ADR NEW 258.0 $15K 0.00% +2.0 +0.8% $58.33
226 MDYG STATE STREET SPDR S&P 400 MID CAP GROWTH ETF 146.0 $15K 0.00% $102.00 +1.2%
227 GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI Financial Services 1,297.0 $15K 0.00% +58.0 +4.7% $11.42 -3.6%
228 SBS COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR Utilities 439.0 $15K 0.00% $33.68 -83.0%
229 CENCORA INC COM 46.0 $15K 0.00% $319.13
230 DUSA DAVIS SELECT U.S. EQUITY ETF 276.0 $15K 0.00% $53.11 +5.3%
231 PYPL PAYPAL HLDGS INC COM Financial Services 308.0 $15K 0.00% $47.46 -7.2%
232 FEX FIRST TRUST LARGE CAP CORE ALPHADEX FUND 113.0 $14K 0.00% $127.63 +0.4%
233 FYX FIRST TRUST SMALL CAP CORE ALPHADEX FUND 111.0 $14K 0.00% $127.23 +0.6%
234 ZS ZSCALER INC COM Technology 112.0 $14K 0.00% $122.62 +44.8%
235 HWM HOWMET AEROSPACE INC COM Industrials 53.0 $14K 0.00% $256.58 -1.3%
236 SNOW SNOWFLAKE INC COM SHS Technology 101.0 $14K 0.00% $134.24 +27.8%
237 CQP CHENIERE ENERGY PARTNERS L P COM UNIT Energy 217.0 $14K 0.00% +2.0 +0.9% $62.35 +3.0%
238 FNDF SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF 260.0 $13K 0.00% NEW $51.44 +2.1%
239 EFV ISHARES MSCI EAFE VALUE ETF 169.0 $13K 0.00% +6.0 +3.7% $77.97 -0.3%
240 FNDE SCHWAB FUNDAMENTAL EMERGING MARKETS EQUITY ETF 328.0 $13K 0.00% NEW $40.07 -0.1%
Page 12 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%