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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 15 of 23  ·  451 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 ACGL ARCH CAP GROUP LTD ORD Financial Services 79.0 $8K 0.00% $98.54 +2.6%
282 SLYG STATE STREET SPDR S&P 600 SMALL CAP GROWTH ETF 65.0 $8K 0.00% $119.09 -2.8%
283 QS QUANTUMSCAPE CORP COM CL A Consumer Cyclical 1,000.0 $8K 0.00% $7.61 -24.8%
284 HSBC HSBC HLDGS PLC SPON ADR NEW Financial Services 79.0 $8K 0.00% $95.81 +8.6%
285 FS SPECIALTY LENDING FD COM SH BEN INT 657.0 $7K 0.00% NEW $11.21
286 MMM 3M CO COM Industrials 45.0 $7K 0.00% $161.27 +11.0%
287 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 125.0 $7K 0.00% -162.0 -56.5% $56.58 +18.9%
288 FNDC SCHWAB FUNDAMENTAL INTERNATIONAL SMALL EQUITY ETF 145.0 $7K 0.00% +1.0 +0.7% $48.55 +5.0%
289 CVS CVS HEALTH CORP COM Healthcare 66.0 $7K 0.00% +1.0 +1.5% $104.52 -10.0%
290 HPQ HP INC COM Technology 310.0 $7K 0.00% +2.0 +0.7% $21.99 +30.0%
291 SQM SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B Basic Materials 90.0 $7K 0.00% $74.22 +10.9%
292 VRTX VERTEX PHARMACEUTICALS INC COM Healthcare 13.0 $6K 0.00% $498.00 +10.0%
293 BBWI BATH & BODY WORKS INC COM Consumer Cyclical 284.0 $6K 0.00% +3.0 +1.1% $22.38 -14.4%
294 WBD WARNER BROS DISCOVERY INC COM SER A Communication Services 237.0 $6K 0.00% -32.0 -11.9% $26.81 +7.0%
295 MCK MCKESSON CORP COM Healthcare 8.0 $6K 0.00% $768.00 +13.8%
296 SNX TD SYNNEX CORPORATION COM Technology 23.0 $6K 0.00% $257.09 -5.2%
297 RH RH COM Consumer Cyclical 35.0 $6K 0.00% $164.06 -12.6%
298 VFC V F CORP COM Consumer Cyclical 339.0 $6K 0.00% +2.0 +0.6% $16.83 -15.0%
299 LYG LLOYDS BANKING GROUP PLC SPONSORED ADR Financial Services 951.0 $6K 0.00% $5.90 +2.4%
300 SNA SNAP ON INC COM Industrials 14.0 $6K 0.00% $399.71 -1.3%
Page 15 of 23  ·  451 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%