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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $512.8B AUM 452 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 43 New 108 Added 48 Reduced 14 Exited
Page 17 of 23  ·  452 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
321 RH RH COM Consumer Cyclical 35.0 $4K 0.00% $126.23 -2.4%
322 KMI KINDER MORGAN INC DEL COM Energy 137.0 $4K 0.00% +1.0 +0.7% $32.01 +5.0%
323 D DOMINION ENERGY INC COM Utilities 69.0 $4K 0.00% $63.22 -2.4%
324 GIS GENERAL MILLS INC COM Consumer Defensive 126.0 $4K 0.00% +125.0 +10000.0% $34.56 -4.6%
325 GEHC GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK Healthcare 59.0 $4K 0.00% -18.0 -23.4% $73.42 -17.2%
326 SNY SANOFI SA SPONSORED ADR Healthcare 92.0 $4K 0.00% $46.96 -9.1%
327 SCHC SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 87.0 $4K 0.00% NEW $49.61 +0.7%
328 SOLV SOLVENTUM CORP COM SHS Healthcare 64.0 $4K 0.00% $67.41 +10.2%
329 SH PROSHARES SHORT S&P500 118.0 $4K 0.00% $36.05 -6.8%
330 CANADIAN PACIFIC KANSAS CITY COM 52.0 $4K 0.00% $81.42
331 ELECTROCORE INC COM NEW 666.0 $4K 0.00% $6.29
332 RSP INVESCO S&P 500 EQUAL WEIGHT ETF 21.0 $4K 0.00% $198.10 +2.4%
333 UBS UBS GROUP AG SHS Financial Services 96.0 $4K 0.00% $42.62 +6.8%
334 INGERSOLL RAND INC COM 46.0 $4K 0.00% $87.70
335 XLE STATE STREET ENERGY SELECT SECTOR SPDR ETF 68.0 $4K 0.00% $57.10 +6.0%
336 REGN REGENERON PHARMACEUTICALS COM Healthcare 5.0 $4K 0.00% $751.80 -7.1%
337 FHN FIRST HORIZON CORPORATION COM Financial Services 147.0 $4K 0.00% +1.0 +0.7% $24.34 -3.2%
338 KMB KIMBERLY-CLARK CORP COM Consumer Defensive 36.0 $4K 0.00% $97.36 -1.5%
339 BLDR BUILDERS FIRSTSOURCE INC COM Industrials 40.0 $4K 0.00% $87.53 -19.8%
340 TFII TRANSFORCE INC COM Industrials 28.0 $3K 0.00% $124.29 +13.6%
Page 17 of 23  ·  452 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 44.4%
Technology 30.4%
Consumer Cyclical 9.2%
Consumer Defensive 6.6%
Industrials 3.3%
Communication Services 2.4%
Energy 1.4%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.2%