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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 2 of 23  ·  451 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 NLR VANECK URANIUM AND NUCLEAR ETF 67,229.0 $7.7M 1.34% NEW $114.87 +4.4%
22 AVGO BROADCOM INC COM Technology 7,102.0 $2.6M 0.46% +225.0 +3.3% $369.32 -0.2%
23 JPM JPMORGAN CHASE & CO COM Financial Services 7,459.0 $2.5M 0.43% +40.0 +0.5% $334.08 +5.2%
24 SCHW SCHWAB CHARLES CORP COM Financial Services 25,933.0 $2.5M 0.43% -2K -6.4% $95.78 +17.2%
25 CAT CATERPILLAR INC COM Industrials 1,893.0 $1.9M 0.33% +79.0 +4.4% $991.29 -16.5%
26 V VISA INC COM CL A Financial Services 4,697.0 $1.6M 0.29% +26.0 +0.6% $351.05 +5.7%
27 LMT LOCKHEED MARTIN CORP COM Industrials 2,573.0 $1.3M 0.23% +17.0 +0.7% $521.91 +8.0%
28 GOOGL ALPHABET INC CAP STK CL A Communication Services 3,466.0 $1.3M 0.22% -82.0 -2.3% $361.20 -4.5%
29 ABBV ABBVIE INC COM Healthcare 4,766.0 $1.2M 0.21% $251.06 +5.6%
30 ORCL ORACLE CORP COM Technology 7,723.0 $1.1M 0.19% $142.50 +2.8%
31 NFLX NETFLIX INC. COM Communication Services 13,153.0 $976K 0.17% $74.19 +7.3%
32 XSMO INVESCO S&P SMALLCAP MOMENTUM ETF 10,457.0 $961K 0.17% -730.0 -6.5% $91.87 -6.3%
33 WM WASTE MGMT INC DEL COM Industrials 4,052.0 $908K 0.16% $224.08 -0.0%
34 DE DEERE & CO COM Industrials 1,382.0 $867K 0.15% $627.55 +3.2%
35 GEV GE VERNOVA INC COM Utilities 707.0 $802K 0.14% -33.0 -4.5% $1134.47 -15.7%
36 CSX CSX CORP COM Industrials 16,182.0 $782K 0.14% $48.33 +6.7%
37 AXP AMERICAN EXPRESS CO COM Financial Services 2,234.0 $777K 0.14% $348.02 -3.5%
38 NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 13,380.0 $758K 0.13% +6K +90.5% $56.63 +3.7%
39 CVX CHEVRON CORPORATION COM Energy 4,545.0 $753K 0.13% +46.0 +1.0% $165.69 +23.9%
40 GE GE AEROSPACE COM NEW Industrials 1,977.0 $741K 0.13% +180.0 +10.0% $374.92 -7.1%
Page 2 of 23  ·  451 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%