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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 20 of 23  ·  451 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 LUMN LUMEN TECHNOLOGIES INC COM Communication Services 142.0 $1K $7.13 -19.9%
382 AMLP ALERIAN MLP ETF 19.0 $981.0 NEW $51.63 +6.3%
383 SES SES AI CORPORATION CL A COM Consumer Cyclical 1,000.0 $956.0 $0.96 -44.2%
384 BTC GRAYSCALE BITCOIN MINI TRUST ETF Financial Services 36.0 $954.0 $26.50 +31.9%
385 RC READY CAPITAL CORP COM Real Estate 531.0 $945.0 $1.78 +4.8%
386 MET METLIFE INC COM Financial Services 11.0 $940.0 -2.0 -15.4% $85.45 +12.3%
387 MKZR MACKENZIE RLTY CAP INC COM NEW Real Estate 529.0 $899.0 $1.70 -12.9%
388 AMTM AMENTUM HOLDINGS INC COM Industrials 44.0 $889.0 $20.20 +0.1%
389 A AGILENT TECHNOLOGIES INC COM Healthcare 6.0 $814.0 $135.67 +12.7%
390 AA ALCOA CORP COM Basic Materials 17.0 $814.0 $47.88 +3.1%
391 VXF VANGUARD EXTENDED MARKET ETF 3.0 $735.0 $245.00 -0.6%
392 RALLIANT CORP COM 10.0 $718.0 $71.80
393 COPX GLOBAL X COPPER MINERS ETF 8.0 $629.0 $78.62 +19.4%
394 TM TOYOTA MOTOR CORP ADS Consumer Cyclical 4.0 $619.0 $154.75 +25.6%
395 FBND FIDELITY TOTAL BOND ETF 13.0 $609.0 $46.85 -4.0%
396 CMS CMS ENERGY CORP COM Utilities 8.0 $607.0 NEW $75.88 -9.6%
397 WRAP WRAP TECHNOLOGIES INC COM Technology 399.0 $591.0 $1.48 -0.8%
398 WEC WEC ENERGY GROUP INC COM Utilities 5.0 $586.0 NEW $117.20 -8.3%
399 VTRS VIATRIS INC COM Healthcare 35.0 $572.0 $16.34 +0.7%
400 APD AIR PRODUCTS AND CHEMICALS INC COM Basic Materials 2.0 $503.0 $251.50 +20.8%
Page 20 of 23  ·  451 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%