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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 22 of 23  ·  451 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
421 EMB ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF $48.0 NEW
422 GLDG GOLDMINING INC COM Basic Materials 50.0 $44.0 $0.88 +30.7%
423 USIG ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF 1.0 $43.0 $43.00 +16.7%
424 SLB SLB LIMITED COM STK Energy 1.0 $38.0 -2.0 -66.7% $38.00 +41.8%
425 USHY ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF 1.0 $35.0 $35.00 +5.3%
426 PULS PGIM ULTRA SHORT BOND ETF 1.0 $33.0 NEW $33.00 +50.5%
427 KMB KIMBERLY-CLARK CORP COM Consumer Defensive $32.0 -100.0%
428 VPLS VANGUARD CORE PLUS BOND ETF $32.0 NEW
429 GSY INVESCO ULTRA SHORT DURATION ETF 1.0 $29.0 NEW $29.00 +73.4%
430 FVD FIRST TRUST VALUE LINE DIVIDEND INDEX FUND 1.0 $28.0 NEW $28.00 +81.1%
431 BUNGE GLOBAL SA COM SHS $26.0 -100.0%
432 VIVOS THERAPEUTICS INC COM NEW 49.0 $24.0 $0.49
433 VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF $23.0 -100.0%
434 WTTR SELECT WATER SOLUTIONS INC CL A COM Utilities 1.0 $20.0 $20.00 -1.4%
435 LYB LYONDELLBASELL INDUSTRIES NV SHS - A - Basic Materials $18.0 -100.0%
436 SYK STRYKER CORPORATION COM Healthcare $15.0 NEW
437 FTCS FIRST TRUST CAPITAL STRENGTH ETF $14.0 NEW
438 SPTL STATE STREET SPDR PORTFOLIO LONG TERM TREASURY ETF 1.0 $14.0 $14.00 +79.2%
439 GOF GUGGENHEIM STRATEGIC OPPORTUN COM SBI Financial Services 1.0 $10.0 -1K -99.9% $10.00 -3.1%
440 ICL ICL GROUP LTD SHS Basic Materials 2.0 $9.0 $4.50 +28.9%
Page 22 of 23  ·  451 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%