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Portfolio (Quarterly) Guide ↗

Kozak & Associates, Inc.

· CIK 0001764970
13F Portfolio $576M AUM 451 positions Filed Jul 2, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 29 New 92 Added 73 Reduced 25 Exited
Page 23 of 23  ·  451 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
441 HYLB XTRACKERS USD HIGH YIELD CORPORATE BOND ETF $8.0 -100.0%
442 SPHQ INVESCO S&P 500 QUALITY ETF $8.0 NEW
443 SCHR SCHWAB INTERMEDIATE-TERM US TREASURY ETF $8.0 -100.0%
444 SCHI SCHWAB 5-10 YEAR CORPORATE BOND ETF $5.0 -100.0%
445 FSCO FS CREDIT OPPORTUNITIES CORP COMMON STOCK Financial Services 1.0 $4.0 -2K -99.9% $4.00 +29.5%
446 SCHP SCHWAB US TIPS ETF $3.0 -100.0%
447 VOE VANGUARD MID-CAP VALUE ETF $3.0 -100.0%
448 SPSM STATE STREET SPDR PORTFOLIO S&P 600 SMALL CAP ETF $2.0 NEW
449 EBND STATE STREET SPDR BLOOMBERG EMERGING MARKETS LOCAL BOND ETF $1.0 -100.0%
450 EMLC VANECK J. P. MORGAN EM LOCAL CURRENCY BOND ETF $1.0 NEW
451 ENLIGHTIFY INC COM NEW 121.0
Page 23 of 23  ·  451 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 47.1%
Technology 30.5%
Consumer Cyclical 8.7%
Consumer Defensive 5.5%
Industrials 3.4%
Communication Services 1.3%
Energy 1.3%
Healthcare 1.2%
Utilities 0.9%
Basic Materials 0.1%