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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 32 of 44  ·  868 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 IDA IDACORP INC COM Utilities 8.0 $1K +1.0 +14.3% $151.25 -8.9%
622 HLI HOULIHAN LOKEY INC CL A Financial Services 9.0 $1K +2.0 +28.6% $134.11 -2.5%
623 NOV NOV INC COM Energy 65.0 $1K +13.0 +25.0% $18.55 +11.9%
624 ALKS ALKERMES PLC SHS Healthcare 23.0 $1K +10.0 +76.9% $52.39 -6.7%
625 HWC HANCOCK WHITNEY CORPORATION COM Financial Services 16.0 $1K +4.0 +33.3% $74.75 +0.3%
626 FCN FTI CONSULTING INC COM Industrials 8.0 $1K +7.0 +700.0% $149.00 +2.0%
627 NJR NEW JERSEY RES CORP COM Utilities 21.0 $1K +3.0 +16.7% $56.52 -4.9%
628 SNEX STONEX GROUP INC COM Financial Services 10.0 $1K +2.0 +25.0% $118.50 -42.3%
629 DBX DROPBOX INC CL A Technology 43.0 $1K +4.0 +10.3% $27.47 +30.6%
630 FELE FRANKLIN ELEC INC COM Industrials 11.0 $1K +4.0 +57.1% $107.18 -4.7%
631 GTES GATES INDL CORP PLC ORD SHS Industrials 42.0 $1K +10.0 +31.2% $27.98 -5.7%
632 IPGP IPG PHOTONICS CORP COM Technology 10.0 $1K +1.0 +11.1% $117.30 -34.1%
633 PSMT PRICESMART INC COM Consumer Defensive 6.0 $1K +2.0 +50.0% $195.33 -11.5%
634 AX AXOS FINANCIAL INC COM Financial Services 12.0 $1K +3.0 +33.3% $97.42 -0.1%
635 PYPL PAYPAL HLDGS INC COM Financial Services 27.0 $1K +4.0 +17.4% $43.19 +42.3%
636 NFG NATIONAL FUEL GAS CO COM Energy 15.0 $1K +3.0 +25.0% $77.20 +7.3%
637 VMI VALMONT INDS INC COM Industrials 2.0 $1K +1.0 +100.0% $577.50 -16.8%
638 CNX CNX RES CORP COM Energy 34.0 $1K +7.0 +25.9% $33.94 +6.4%
639 DRS LEONARDO DRS INC COM Industrials 27.0 $1K +11.0 +68.8% $42.67 -8.8%
640 OZK BANK OZK LITTLE ROCK ARK COM Financial Services 22.0 $1K +6.0 +37.5% $52.09 -5.1%
Page 32 of 44  ·  868 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%