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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 40 of 48  ·  959 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
781 CATY CATHAY GEN BANCORP COM Financial Services 12.0 $598.0 +3.0 +33.3% $49.83 +24.3%
782 CNK CINEMARK HLDGS INC COM Communication Services 21.0 $598.0 +13.0 +162.5% $28.48 +15.9%
783 PLNT PLANET FITNESS MASTER ISSUER L CL A Consumer Cyclical 8.0 $595.0 +1.0 +14.3% $74.38 -30.6%
784 NWE NORTHWESTERN ENERGY GROUP INC COM NEW Utilities 9.0 $593.0 +3.0 +50.0% $65.89 +9.0%
785 GNW GENWORTH FINL INC COM SHS Financial Services 73.0 $592.0 +25.0 +52.1% $8.11 +15.0%
786 HOMB HOME BANCSHARES INC COM Financial Services 22.0 $592.0 +8.0 +57.1% $26.91 +6.1%
787 SEADRILL LTD COM 13.0 $591.0 +8.0 +160.0% $45.46
788 GNTX GENTEX CORP COM Consumer Cyclical 27.0 $589.0 +14.0 +107.7% $21.81 +16.7%
789 TDS TELEPHONE & DATA SYS INC COM NEW Communication Services 14.0 $589.0 +7.0 +100.0% $42.07 -11.0%
790 CGNX COGNEX CORP COM Technology 12.0 $587.0 +8.0 +200.0% $48.92 +34.1%
791 EXPO EXPONENT INC COM Industrials 9.0 $587.0 +3.0 +50.0% $65.22 -11.3%
792 BOOT BOOT BARN HLDGS INC COM Consumer Cyclical 4.0 $585.0 +1.0 +33.3% $146.25 +20.5%
793 KGS KODIAK GAS SVCS INC COM Energy 10.0 $583.0 +2.0 +25.0% $58.30 +26.6%
794 SFBS SERVISFIRST BANCSHARES INC COM Financial Services 8.0 $582.0 +2.0 +33.3% $72.75 +17.8%
795 ZWS ZURN ELKAY WATER SOLNS CORP COM Industrials 13.0 $582.0 +2.0 +18.2% $44.77 +14.9%
796 WTS WATTS WATER TECHNOLOGIES INC CL A Industrials 2.0 $580.0 +1.0 +100.0% $290.00 +28.0%
797 NTB BANK OF N T BUTTERFIELD & SON SHS NEW Financial Services 11.0 $577.0 +2.0 +22.2% $52.45 +12.8%
798 CUSHMAN AND WAKEFIELD LTD COMMON SHARES 47.0 $576.0 +32.0 +213.3% $12.26
799 FBK FB FINL CORP COM Financial Services 11.0 $571.0 +5.0 +83.3% $51.91 +6.4%
800 MTX MINERALS TECHNOLOGIES INC COM Basic Materials 8.0 $567.0 +7.0 +700.0% $70.88 +11.7%
Page 40 of 48  ·  959 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%