Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989

13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds

Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited

Page 6 of 44 · 868 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
101	APOS	APOLLO GLOBAL MGMT INC COM	—	314.0	$37K	0.01%	+29.0	+10.2%	$118.31	—
102	CVX	CHEVRON CORPORATION COM	Energy	216.0	$36K	0.01%	+35.0	+19.3%	$165.76	+20.8%
103	USIG	ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF	—	671.0	$34K	0.01%	+73.0	+12.2%	$51.29	-1.5%
104	MS	MORGAN STANLEY COM NEW	Financial Services	163.0	$34K	0.01%	+54.0	+49.5%	$209.04	+2.4%
105	MRVL	MARVELL TECHNOLOGY INC COM	Technology	114.0	$34K	0.01%	+43.0	+60.6%	$297.89	-15.0%
106	LOW	LOWES COS INC COM	Consumer Cyclical	147.0	$32K	0.01%	+11.0	+8.1%	$220.49	-5.4%
107	IP	INTERNATIONAL PAPER CO COM	Consumer Cyclical	843.0	$32K	0.01%	+780.0	+1238.1%	$38.10	+8.6%
108	TXN	TEXAS INSTRS INC COM	Technology	104.0	$31K	0.01%	+30.0	+40.5%	$298.07	-11.9%
109	RSG	REPUBLIC SVCS INC COM	Industrials	137.0	$29K	0.01%	+108.0	+372.4%	$213.08	+4.3%
110	QCOM	QUALCOMM INC COM	Technology	152.0	$28K	0.01%	+73.0	+92.4%	$184.79	-10.6%
111	RTX	RTX CORPORATION COM	Industrials	141.0	$27K	0.01%	+32.0	+29.4%	$189.73	+11.4%
112	PANW	PALO ALTO NETWORKS INC COM	Technology	78.0	$27K	0.01%	+1.0	+1.3%	$341.03	+5.2%
113	AMGN	AMGEN INC COM	Healthcare	72.0	$26K	0.01%	+12.0	+20.0%	$362.12	+19.6%
114	—	SMURFIT WESTROCK PLC SHS	—	552.0	$26K	0.01%	+513.0	+1315.4%	$46.26	—
115	BKR	BAKER HUGHES COMPANY CL A	Energy	415.0	$23K	0.01%	+32.0	+8.4%	$55.50	+11.2%
116	SCHW	SCHWAB CHARLES CORP COM	Financial Services	242.0	$22K	0.01%	+25.0	+11.5%	$92.42	+18.4%
117	GILD	GILEAD SCIENCES INC COM	Healthcare	174.0	$22K	0.01%	+27.0	+18.4%	$126.34	+16.6%
118	FIX	COMFORT SYS USA INC COM	Industrials	11.0	$22K	0.01%	+2.0	+22.2%	$1981.91	-18.5%
119	DELL	DELL TECHNOLOGIES INC CL C	Technology	49.0	$21K	0.01%	+13.0	+36.1%	$431.47	+7.5%
120	BX	BLACKSTONE INC COM	Financial Services	178.0	$21K	0.01%	+29.0	+19.5%	$117.67	+21.7%

Page 6 of 44 · 868 positions

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① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 30.0%

Financial Services 21.2%

Industrials 11.4%

Consumer Cyclical 9.3%

Healthcare 7.3%

Communication Services 6.8%

Utilities 4.3%

Energy 3.9%

Consumer Defensive 3.7%

Basic Materials 1.5%