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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 1 of 3  ·  60 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF 147,944.0 $5.4M 1.25% NEW $36.60
2 IALT ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF 175,324.0 $4.9M 1.13% NEW $28.05 +3.1%
3 GGOV ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF 78,327.0 $3.9M 0.91% NEW $50.29 +0.1%
4 STIP ISHARES 0-5 YEAR TIPS BOND ETF 4,527.0 $462K 0.11% NEW $102.16 -1.2%
5 CARNIVAL CORP LTD COMMON SHARES 4,361.0 $125K 0.03% NEW $28.57
6 ENB ENBRIDGE INC COM Energy 2,000.0 $108K 0.03% NEW $54.21 -7.1%
7 EXXONMOBIL HOLDINGS CORP COM SHS 517.0 $71K 0.02% NEW $136.72
8 DFGP DIMENSIONAL GLOBAL CORE PLUS FIXED INCOME ETF 889.0 $48K 0.01% NEW $54.46 -1.8%
9 TEVA TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS Healthcare 1,000.0 $34K 0.01% NEW $33.88 +11.9%
10 VOD VODAFONE GROUP PLC SPONSORED ADR Communication Services 1,000.0 $13K 0.00% NEW $13.22 +20.5%
11 HLN HALEON PLC SPON ADS Healthcare 1,000.0 $9K 0.00% NEW $9.33 +9.0%
12 DFEM DIMENSIONAL EMERGING MARKETS CORE EQUITY 2 ETF 214.0 $9K 0.00% NEW $40.64 -1.1%
13 HONEYWELL INTL INC COM 35.0 $8K 0.00% NEW $223.91
14 HONEYWELL AEROSPACE INC COM 35.0 $8K 0.00% NEW $221.09
15 SPACE EXPLORATION TECHN CORP CLASS A COM STK 25.0 $4K 0.00% NEW $170.88
16 FCNCA FIRST CTZNS BANCSHARES INC DEL CL A Financial Services 2.0 $4K 0.00% NEW $2081.00 +4.6%
17 DARE BIOSCIENCE INC COM NEW 1,358.0 $3K 0.00% NEW $2.11
18 DUPONT DE NEMOURS INC COMMON STOCK 21.0 $3K 0.00% NEW $135.62
19 FEDEX FGHT HLDG CO INC COMMON STOCK 18.0 $3K 0.00% NEW $151.00
20 SOLUNA HOLDINGS INC COM NEW 1,954.0 $3K 0.00% NEW $1.35
Page 1 of 3  ·  60 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%