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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 1 of 9  ·  167 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 VEA VANGUARD FTSE DEVELOPED MARKETS ETF 320,707.0 $20.6M 5.33% -38K -10.7% $64.08 +10.9%
2 IVE ISHARES S&P 500 VALUE ETF 75,688.0 $16.0M 4.14% -8K -9.0% $211.15 +7.4%
3 VTV VANGUARD VALUE ETF 79,379.0 $15.6M 4.04% -6K -7.4% $196.20 +12.6%
4 DYNF ISHARES U.S. EQUITY FACTOR ROTATION ACTIVE ETF 230,179.0 $13.4M 3.47% -41K -15.2% $58.18 +14.4%
5 IEMG ISHARES CORE MSCI EMERGING MARKETS ETF 175,040.0 $12.2M 3.17% -14K -7.6% $69.75 +17.4%
6 EFV ISHARES MSCI EAFE VALUE ETF 155,926.0 $11.6M 3.01% -3K -2.1% $74.35 +2.6%
7 VWO VANGUARD FTSE EMERGING MARKETS ETF 139,808.0 $7.6M 1.96% -16K -10.1% $54.05 +8.7%
8 VB VANGUARD SMALL-CAP ETF 17,510.0 $4.6M 1.19% -365.0 -2.0% $261.92 +14.3%
9 DFAE DIMENSIONAL EMERGING CORE EQUITY MARKET ETF 127,528.0 $4.3M 1.12% -3K -2.1% $33.86 +17.3%
10 BINC ISHARES FLEXIBLE INCOME ACTIVE ETF 77,758.0 $4.0M 1.05% -12K -13.6% $51.93 +0.9%
11 IAU ISHARES GOLD TRUST Financial Services 17,415.0 $1.5M 0.40% -38K -68.4% $88.16 -14.5%
12 MSFT MICROSOFT CORP COM Technology 1,290.0 $478K 0.12% -80.0 -5.8% $370.17 -4.2%
13 ICVT ISHARES CONVERTIBLE BOND ETF 3,502.0 $356K 0.09% -4K -50.5% $101.79 +18.5%
14 SPY STATE STREET SPDR S&P 500 ETF Financial Services 357.0 $232K 0.06% -16.0 -4.3% $651.06 +12.5%
15 LRCX LAM RESEARCH CORP COM NEW Technology 929.0 $198K 0.05% -283.0 -23.4% $213.66 +76.6%
16 VRT VERTIV HOLDINGS CO COM CL A Industrials 517.0 $130K 0.03% -120.0 -18.8% $250.60 +30.6%
17 AXP AMERICAN EXPRESS CO COM Financial Services 428.0 $129K 0.03% -11.0 -2.5% $302.48 +14.7%
18 SLB SLB LIMITED COM STK Energy 2,496.0 $129K 0.03% -28.0 -1.1% $51.68 -9.0%
19 ADI ANALOG DEVICES INC COM Technology 396.0 $126K 0.03% -104.0 -20.8% $318.14 +32.3%
20 TMUS T-MOBILE US INC COM Communication Services 591.0 $124K 0.03% -9.0 -1.5% $210.03 -13.5%
Page 1 of 9  ·  167 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%