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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 4 of 9  ·  167 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 KKR KKR & CO INC COM Financial Services 23.0 $2K 0.00% -11.0 -32.4% $92.48 +0.2%
62 BBY BEST BUY INC COM Consumer Cyclical 32.0 $2K 0.00% -1.0 -3.0% $64.19 +19.8%
63 ROP ROPER TECHNOLOGIES INC COM Industrials 5.0 $2K -4.0 -44.4% $353.80 -6.0%
64 GIS GENERAL MILLS INC COM Consumer Defensive 45.0 $2K -2.0 -4.3% $37.20 -4.8%
65 CPRT COPART INC COM Industrials 44.0 $1K -3.0 -6.4% $33.18 -9.4%
66 VEEV VEEVA SYS INC CL A COM Healthcare 8.0 $1K -4.0 -33.3% $175.62 -10.0%
67 FNF FIDELITY NATL FINL INC COM SHS Financial Services 29.0 $1K -3.0 -9.4% $46.38 -0.6%
68 SOFI SOFI TECHNOLOGIES INC COM Financial Services 84.0 $1K -12.0 -12.5% $15.87 +9.0%
69 VRSK VERISK ANALYTICS INC COM Industrials 7.0 $1K -1.0 -12.5% $189.71 -6.7%
70 ARES ARES MANAGEMENT CORPORATION CL A COM STK Financial Services 10.0 $1K -4.0 -28.6% $109.10 +3.1%
71 DPZ DOMINOS PIZZA INC COM Consumer Cyclical 3.0 $1K -1.0 -25.0% $358.67 -20.4%
72 PYPL PAYPAL HLDGS INC COM Financial Services 23.0 $1K -35.0 -60.3% $45.22 -6.3%
73 OKTA OKTA INC CL A Technology 13.0 $1K -1.0 -7.1% $78.69 +51.6%
74 EQH EQUITABLE HLDGS INC COM Financial Services 27.0 $1K -13.0 -32.5% $37.07 +18.2%
75 FIS FIDELITY NATL INFORMATION SVCS COM Technology 21.0 $985.0 -25.0 -54.4% $46.90 -19.3%
76 INSM INSMED INC COM PAR .01 Healthcare 6.0 $981.0 -1.0 -14.3% $163.50 -36.1%
77 BR BROADRIDGE FINL SOLUTIONS INC COM Technology 6.0 $974.0 -7.0 -53.9% $162.33 -16.1%
78 EXP EAGLE MATLS INC COM Basic Materials 5.0 $947.0 -1.0 -16.7% $189.40 +24.3%
79 CRBG COREBRIDGE FINL INC COM Financial Services 37.0 $882.0 -13.0 -26.0% $23.84 +18.0%
80 HEI HEICO CORP NEW COM Industrials 3.0 $822.0 -3.0 -50.0% $274.00 +25.0%
Page 4 of 9  ·  167 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%