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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 13 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 CIEN CIENA CORP COM NEW Technology 23.0 $9K 0.00% +9.0 +64.3% $388.22 +24.9%
242 VST VISTRA CORP COM Utilities 59.0 $9K 0.00% +22.0 +59.5% $150.32 +11.6%
243 NXPI NXP SEMICONDUCTORS N V COM Technology 45.0 $9K 0.00% +22.0 +95.7% $196.84 +51.7%
244 ANET ARISTA NETWORKS INC COM SHS Technology 72.0 $9K 0.00% +19.0 +35.9% $122.78 +34.8%
245 OXY OCCIDENTAL PETE CORP COM Energy 136.0 $9K 0.00% +55.0 +67.9% $65.00 -21.2%
246 CVS CVS HEALTH CORP COM Healthcare 123.0 $9K 0.00% +32.0 +35.2% $71.81 +45.7%
247 KR KROGER CO COM Consumer Defensive 121.0 $9K 0.00% -1K -92.0% $72.36 -20.2%
248 ORLY OREILLY AUTOMOTIVE INC COM Consumer Cyclical 93.0 $9K 0.00% +31.0 +50.0% $92.30 -5.9%
249 CENCORA INC COM 27.0 $8K 0.00% +5.0 +22.7% $314.11
250 AFL AFLAC INC COM Financial Services 77.0 $8K 0.00% +27.0 +54.0% $109.70 +7.8%
251 BKNG BOOKING HOLDINGS INC COM Consumer Cyclical 2.0 $8K 0.00% $4210.00 -95.8%
252 SHW SHERWIN WILLIAMS CO COM Basic Materials 26.0 $8K 0.00% +6.0 +30.0% $320.54 +5.8%
253 NSC NORFOLK SOUTHN CORP COM Industrials 29.0 $8K 0.00% +9.0 +45.0% $287.00 +8.7%
254 USB US BANCORP COM NEW Financial Services 160.0 $8K 0.00% +40.0 +33.3% $52.01 +17.7%
255 AEP AMERICAN ELEC PWR CO INC COM Utilities 63.0 $8K 0.00% +19.0 +43.2% $131.08 +4.5%
256 EMR EMERSON ELEC CO COM Industrials 63.0 $8K 0.00% +17.0 +37.0% $131.02 +10.9%
257 GD GENERAL DYNAMICS CORP COM Industrials 24.0 $8K 0.00% +8.0 +50.0% $343.21 +0.4%
258 VBK VANGUARD SMALL-CAP GROWTH ETF 27.0 $8K 0.00% +7.0 +35.0% $302.22 +18.4%
259 APD AIR PRODUCTS AND CHEMICALS INC COM Basic Materials 28.0 $8K 0.00% +12.0 +75.0% $290.46 -3.6%
260 MMM 3M CO COM Industrials 56.0 $8K 0.00% +10.0 +21.7% $145.21 +15.7%
Page 13 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%