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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 2 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF 149,175.0 $7.0M 1.61% +803.0 +0.5% $46.81 -1.0%
22 BIV VANGUARD INTERMEDIATE-TERM BOND ETF 89,217.0 $6.8M 1.58% +649.0 +0.7% $76.70 -1.2%
23 MBB ISHARES MBS ETF 71,657.0 $6.8M 1.56% +1K +1.7% $94.52 -1.0%
24 BLV VANGUARD LONG-TERM BOND ETF 97,321.0 $6.7M 1.55% +753.0 +0.8% $68.93 -3.2%
25 TLH ISHARES 10-20 YEAR TREASURY BOND ETF 61,156.0 $6.1M 1.42% -11K -15.2% $100.35 -2.6%
26 BLCR ISHARES LARGE CAP CORE ACTIVE ETF 113,372.0 $5.7M 1.32% +3K +3.0% $50.37 -2.0%
27 ISHARES INTERNATIONAL COUNTRY ROTATION ACTIVE ETF 147,944.0 $5.4M 1.25% NEW $36.60
28 DFAE DIMENSIONAL EMERGING CORE EQUITY MARKET ETF 133,552.0 $5.4M 1.24% +6K +4.7% $40.21 -1.3%
29 VB VANGUARD SMALL-CAP ETF 17,196.0 $5.2M 1.20% -314.0 -1.8% $303.12 +0.3%
30 IALT ISHARES SYSTEMATIC ALTERNATIVES ACTIVE ETF 175,324.0 $4.9M 1.13% NEW $28.05 +3.1%
31 ISHARES DEFENSE INDUSTRIALS ACTIVE ETF 150,962.0 $4.8M 1.11% +11K +7.8% $31.78
32 THRO ISHARES U.S. THEMATIC ROTATION ACTIVE ETF 106,391.0 $4.6M 1.06% -58K -35.4% $43.11 +1.0%
33 EFV ISHARES MSCI EAFE VALUE ETF 56,351.0 $4.3M 0.99% -100K -63.9% $76.55 +7.4%
34 GGOV ISHARES GLOBAL GOVERNMENT BOND USD HEDGED ACTIVE ETF 78,327.0 $3.9M 0.91% NEW $50.29 +0.1%
35 VGT VANGUARD INFORMATION TECHNOLOGY ETF 19,984.0 $2.4M 0.55% +17K +701.0% $119.52 -1.3%
36 SOXX ISHARES SEMICONDUCTOR ETF 3,380.0 $2.2M 0.50% +1K +50.1% $640.78 -19.6%
37 BINC ISHARES FLEXIBLE INCOME ACTIVE ETF 26,567.0 $1.4M 0.32% -51K -65.8% $52.34 -0.4%
38 IAU ISHARES GOLD TRUST Financial Services 17,341.0 $1.3M 0.30% $75.51 +14.4%
39 NVDA NVIDIA CORPORATION COM Technology 6,346.0 $1.3M 0.29% +850.0 +15.5% $200.08 +4.8%
40 DFGR DIMENSIONAL GLOBAL REAL ESTATE ETF 41,878.0 $1.2M 0.28% +2K +5.8% $28.97 +1.9%
Page 2 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%