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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 21 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
401 PFG PRINCIPAL FINANCIAL GROUP INC COM Financial Services 51.0 $5K 0.00% -510.0 -90.9% $107.78 +3.4%
402 STE STERIS PLC SHS USD Healthcare 26.0 $5K 0.00% +1.0 +4.0% $210.58 +11.0%
403 ADSK AUTODESK INC COM Technology 28.0 $5K 0.00% +6.0 +27.3% $194.43 +34.1%
404 PCG PG&E CORP COM Utilities 323.0 $5K 0.00% +70.0 +27.7% $16.82 -1.3%
405 NVT NVENT ELEC PLC SHS Industrials 32.0 $5K 0.00% +10.0 +45.5% $169.62 -12.5%
406 KKR KKR & CO INC COM 59.0 $5K 0.00% +36.0 +156.5% $91.78
407 ULTA ULTA BEAUTY INC COM Consumer Cyclical 12.0 $5K 0.00% +5.0 +71.4% $451.00 +14.7%
408 WST WEST PHARMACEUTICAL SVSC INC COM Healthcare 15.0 $5K 0.00% +4.0 +36.4% $359.00 -6.0%
409 CINF CINCINNATI FINL CORP COM Financial Services 29.0 $5K 0.00% +8.0 +38.1% $185.14 -7.1%
410 SNX TD SYNNEX CORPORATION COM Technology 20.0 $5K 0.00% +5.0 +33.3% $267.35 -5.0%
411 ALAB ASTERA LABS INC COM Technology 11.0 $5K 0.00% +10.0 +1000.0% $483.00 -40.1%
412 VTHR VANGUARD RUSSELL 3000 ETF 16.0 $5K 0.00% $331.44 +2.5%
413 DGX QUEST DIAGNOSTICS INC COM Healthcare 25.0 $5K 0.00% +7.0 +38.9% $211.96 +14.5%
414 RS RELIANCE INC COM Basic Materials 14.0 $5K 0.00% +3.0 +27.3% $373.57 +3.8%
415 NBIX NEUROCRINE BIOSCIENCES INC COM Healthcare 31.0 $5K 0.00% +20.0 +181.8% $168.55 -8.6%
416 PPG PPG INDS INC COM Basic Materials 43.0 $5K 0.00% +16.0 +59.3% $121.28 -5.8%
417 JBHT HUNT J B TRANS SVCS INC COM Industrials 18.0 $5K 0.00% +3.0 +20.0% $289.44 -9.8%
418 FSLR FIRST SOLAR INC COM Energy 22.0 $5K 0.00% +8.0 +57.1% $235.95 -13.3%
419 DTE DTE ENERGY CO COM Utilities 34.0 $5K 0.00% +8.0 +30.8% $152.38 -10.8%
420 ATI ATI INC COM Industrials 26.0 $5K 0.00% +3.0 +13.0% $197.12 +6.9%
Page 21 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%