Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989

13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited

Page 32 of 66 · 1,301 positions

#	Ticker	Company	Sector	Shares	Value ↓	% Port	Chg Shares	Chg %	Period Price ①	Since Period ①
621	ENS	ENERSYS COM	Industrials	9.0	$2K	—	+4.0	+80.0%	$173.67	+27.8%
622	AN	AUTONATION INC COM	Consumer Cyclical	8.0	$2K	—	+2.0	+33.3%	$195.25	-1.8%
623	—	SMURFIT WESTROCK PLC SHS	—	39.0	$2K	—	+21.0	+116.7%	$39.85	—
624	KTOS	KRATOS DEFENSE & SEC SOLUTIONS COM NEW	Industrials	22.0	$2K	—	+8.0	+57.1%	$70.50	-33.0%
625	HSIC	SCHEIN HENRY INC COM	Healthcare	21.0	$2K	—	+7.0	+50.0%	$73.67	+15.3%
626	WTFC	WINTRUST FINL CORP COM	Financial Services	11.0	$2K	—	+4.0	+57.1%	$138.91	+16.1%
627	DCI	DONALDSON INC COM	Industrials	18.0	$2K	—	+8.0	+80.0%	$84.83	+4.3%
628	—	APTIV PLC COM SHS	—	22.0	$2K	—	+9.0	+69.2%	$69.41	—
629	ALSN	ALLISON TRANSMISSION HLDGS INC COM	Consumer Cyclical	13.0	$2K	—	+4.0	+44.4%	$117.00	+2.4%
630	MTDR	MATADOR RES CO COM	Energy	24.0	$2K	—	+11.0	+84.6%	$63.17	-21.0%
631	WMS	ADVANCED DRAIN SYS INC DEL COM	Industrials	11.0	$2K	—	+3.0	+37.5%	$137.09	+12.7%
632	CFR	CULLEN FROST BANKERS INC COM	Financial Services	11.0	$2K	—	+4.0	+57.1%	$137.00	+13.4%
633	AGCO	AGCO CORP COM	Industrials	13.0	$2K	—	+5.0	+62.5%	$115.85	+1.3%
634	PAG	PENSKE AUTOMOTIVE GRP INC COM	Consumer Cyclical	10.0	$1K	—	+4.0	+66.7%	$149.50	+21.9%
635	BE	BLOOM ENERGY CORP COM CL A	Industrials	11.0	$1K	—	+6.0	+120.0%	$135.45	+86.1%
636	IVZ	INVESCO LTD SHS	Financial Services	61.0	$1K	—	+19.0	+45.2%	$24.28	+7.7%
637	CMG	CHIPOTLE MEXICAN GRILL INC COM	Consumer Cyclical	46.0	$1K	—	+15.0	+48.4%	$32.00	+4.2%
638	BEN	FRANKLIN RESOURCES INC COM	Financial Services	62.0	$1K	—	+23.0	+59.0%	$23.61	+40.6%
639	CPRT	COPART INC COM	Industrials	44.0	$1K	—	-3.0	-6.4%	$33.18	-7.9%
640	NBIX	NEUROCRINE BIOSCIENCES INC COM	Healthcare	11.0	$1K	—	+2.0	+22.2%	$131.73	+27.9%

Page 32 of 66 · 1,301 positions

← Prev 1… 30 31 32 33 34 …66 Next →

① Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation

Technology 27.7%

Financial Services 23.7%

Consumer Cyclical 11.2%

Communication Services 8.7%

Industrials 8.2%

Healthcare 7.0%

Consumer Defensive 4.3%

Energy 3.9%

Utilities 2.6%

Basic Materials 1.8%