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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $386M AUM 1,301 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 37 New 959 Added 167 Reduced 53 Exited
Page 34 of 66  ·  1,301 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 NWSA NEWS CORP NEW CL A Communication Services 55.0 $1K +16.0 +41.0% $24.93 +1.9%
662 TECH BIO-TECHNE CORP COM Healthcare 26.0 $1K +14.0 +116.7% $52.23 +35.9%
663 LFUS LITTELFUSE INC COM Technology 4.0 $1K +3.0 +300.0% $339.25 +33.3%
664 EHC ENCOMPASS HEALTH CORP COM Healthcare 14.0 $1K +6.0 +75.0% $96.71 +4.8%
665 DAN DANA INC COM Consumer Cyclical 40.0 $1K +15.0 +60.0% $33.65 -16.4%
666 FNF FIDELITY NATL FINL INC COM SHS Financial Services 29.0 $1K -3.0 -9.4% $46.38 +0.7%
667 SEIC SEI INVTS CO COM Financial Services 17.0 $1K +6.0 +54.5% $78.41 +11.3%
668 SOFI SOFI TECHNOLOGIES INC COM Financial Services 84.0 $1K -12.0 -12.5% $15.87 +12.7%
669 ESI ELEMENT SOLUTIONS INC COM Basic Materials 39.0 $1K +16.0 +69.6% $34.13 +33.8%
670 LEA LEAR CORP COM NEW Consumer Cyclical 11.0 $1K +5.0 +83.3% $121.00 +13.1%
671 KEX KIRBY CORP COM Industrials 10.0 $1K +6.0 +150.0% $132.80 +3.0%
672 VRSK VERISK ANALYTICS INC COM Industrials 7.0 $1K -1.0 -12.5% $189.71 -4.0%
673 MOS MOSAIC CO COM Basic Materials 52.0 $1K +22.0 +73.3% $25.50 -12.2%
674 ASTS AST SPACEMOBILE INC COM CL A Technology 16.0 $1K +6.0 +60.0% $82.81 -13.7%
675 AAON AAON INC COM PAR 0.004 Industrials 16.0 $1K +10.0 +166.7% $82.75 +53.2%
676 WFRD WEATHERFORD INTL PLC ORD SHS Energy 14.0 $1K +7.0 +100.0% $94.57 -12.5%
677 AXS AXIS CAP HLDGS LTD SHS Financial Services 13.0 $1K +4.0 +44.4% $101.38 +7.2%
678 CRUS CIRRUS LOGIC INC COM Technology 9.0 $1K +3.0 +50.0% $144.56 +1.3%
679 ROIV ROIVANT SCIENCES LTD SHS Healthcare 47.0 $1K +27.0 +135.0% $27.68 +23.1%
680 FSS FEDERAL SIGNAL CORP COM Industrials 12.0 $1K +7.0 +140.0% $108.08 +16.0%
Page 34 of 66  ·  1,301 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.7%
Financial Services 23.7%
Consumer Cyclical 11.2%
Communication Services 8.7%
Industrials 8.2%
Healthcare 7.0%
Consumer Defensive 4.3%
Energy 3.9%
Utilities 2.6%
Basic Materials 1.8%