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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 7 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 SJM SMUCKER J M CO COM NEW Consumer Defensive 738.0 $83K 0.02% $112.50 +16.4%
122 ITOT ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF 488.0 $80K 0.02% $164.27 +2.2%
123 AMAT APPLIED MATLS INC COM Technology 110.0 $80K 0.02% +23.0 +26.4% $723.00 -33.6%
124 CNP CENTERPOINT ENERGY INC COM Utilities 1,754.0 $77K 0.02% +9.0 +0.5% $44.04 -10.1%
125 PPL PPL CORP COM Utilities 2,067.0 $76K 0.02% +26.0 +1.3% $36.64 -4.4%
126 NOW SERVICENOW INC COM Technology 762.0 $76K 0.02% -5.0 -0.7% $99.28 +26.7%
127 BMY BRISTOL-MYERS SQUIBB CO COM Healthcare 1,304.0 $75K 0.02% +1K +419.5% $57.62 +17.3%
128 MGK VANGUARD MEGA CAP GROWTH ETF 840.0 $74K 0.02% +672.0 +400.0% $87.91 +1.1%
129 IYW ISHARES U.S. TECHNOLOGY ETF 291.0 $73K 0.02% $252.43 -2.3%
130 IXN ISHARES GLOBAL TECH ETF 499.0 $72K 0.02% $144.35 -3.9%
131 EXXONMOBIL HOLDINGS CORP COM SHS 517.0 $71K 0.02% NEW $136.72
132 GS GOLDMAN SACHS GROUP INC COM Financial Services 68.0 $69K 0.02% +12.0 +21.4% $1018.76 +2.1%
133 BSX BOSTON SCIENTIFIC CORP COM Healthcare 1,562.0 $67K 0.01% -34.0 -2.1% $42.68 +12.9%
134 HD HOME DEPOT INC COM Consumer Cyclical 188.0 $66K 0.01% -6.0 -3.1% $353.52 -5.3%
135 KLAC KLA CORP COM NEW Technology 220.0 $66K 0.01% +201.0 +1057.9% $301.71 -39.1%
136 ROK ROCKWELL AUTOMATION INC COM Industrials 131.0 $65K 0.01% -15.0 -10.3% $496.73 -13.1%
137 PFE PFIZER INC COM Healthcare 2,605.0 $63K 0.01% +2K +348.4% $24.08 +17.5%
138 LUV SOUTHWEST AIRLS CO COM Industrials 1,191.0 $61K 0.01% +1K +1554.2% $51.59 -21.2%
139 VYMI VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 623.0 $61K 0.01% $98.20 +7.5%
140 VOO VANGUARD S&P 500 ETF 87.0 $60K 0.01% +15.0 +20.8% $688.61 +2.3%
Page 7 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%