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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $383M AUM 1,317 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 1317 New
Page 9 of 66  ·  1,317 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 C CITIGROUP INC COM NEW Financial Services 118.0 $14K 0.00% NEW $116.69 +24.2%
162 VBR VANGUARD SMALL CAP VALUE ETF 63.0 $13K 0.00% NEW $211.78 +14.5%
163 ABT ABBOTT LABS COM Healthcare 106.0 $13K 0.00% NEW $125.28 -25.6%
164 QCOM QUALCOMM INC COM Technology 76.0 $13K 0.00% NEW $171.04 +19.8%
165 TMO THERMO FISHER SCIENTIFIC INC COM Healthcare 22.0 $13K 0.00% NEW $579.82 -12.8%
166 PEP PEPSICO INC COM Consumer Defensive 87.0 $13K 0.00% NEW $144.76 -3.6%
167 GILD GILEAD SCIENCES INC COM Healthcare 102.0 $13K 0.00% NEW $122.74 +0.9%
168 VOE VANGUARD MID-CAP VALUE ETF 70.0 $12K 0.00% NEW $177.36 +12.7%
169 ORA ORMAT TECHNOLOGIES INC COM Utilities 106.0 $12K 0.00% NEW $110.46 +8.7%
170 PANW PALO ALTO NETWORKS INC COM Technology 63.0 $12K 0.00% NEW $184.19 +59.1%
171 HWM HOWMET AEROSPACE INC COM Industrials 55.0 $11K 0.00% NEW $205.02 +33.2%
172 VHT VANGUARD HEALTH CARE ETF 39.0 $11K 0.00% NEW $287.85 +1.8%
173 APH AMPHENOL CORP NEW CL A Technology 82.0 $11K 0.00% NEW $135.37 +22.0%
174 INTC INTEL CORP COM Technology 297.0 $11K 0.00% NEW $36.90 +260.1%
175 COF CAPITAL ONE FINL CORP COM Financial Services 45.0 $11K 0.00% NEW $242.36 -15.5%
176 BND VANGUARD TOTAL BOND MARKET ETF 145.0 $11K 0.00% NEW $74.07 -0.6%
177 BKNG BOOKING HOLDINGS INC COM Consumer Cyclical 2.0 $11K 0.00% NEW $5355.00 -96.7%
178 CRM SALESFORCE INC COM Technology 39.0 $10K 0.00% NEW $265.28 -43.4%
179 JCI JOHNSON CTLS INTL PLC SHS Industrials 86.0 $10K 0.00% NEW $120.13 +21.1%
180 NEE NEXTERA ENERGY INC COM Utilities 127.0 $10K 0.00% NEW $80.28 +9.2%
Page 9 of 66  ·  1,317 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 38.3%
Technology 24.6%
Consumer Cyclical 9.7%
Communication Services 7.6%
Healthcare 5.7%
Industrials 5.3%
Consumer Defensive 2.8%
Energy 2.1%
Utilities 1.8%
Basic Materials 1.2%