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Portfolio (Quarterly) Guide ↗

Bay Harbor Wealth Management, LLC

· CIK 0001767989
13F Portfolio $434M AUM 1,293 positions Filed Jul 28, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 60 New 868 Added 213 Reduced 68 Exited
Page 9 of 65  ·  1,293 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
161 APOS APOLLO GLOBAL MGMT INC COM 314.0 $37K 0.01% +29.0 +10.2% $118.31
162 CGDV CAPITAL GROUP DIVIDEND VALUE ETF 740.0 $37K 0.01% $49.43 +2.1%
163 CVX CHEVRON CORPORATION COM Energy 216.0 $36K 0.01% +35.0 +19.3% $165.76 +19.4%
164 EZU ISHARES MSCI EUROZONE ETF 497.0 $35K 0.01% $69.50 +1.9%
165 USIG ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF 671.0 $34K 0.01% +73.0 +12.2% $51.29 -1.5%
166 MS MORGAN STANLEY COM NEW Financial Services 163.0 $34K 0.01% +54.0 +49.5% $209.04 +2.6%
167 MRVL MARVELL TECHNOLOGY INC COM Technology 114.0 $34K 0.01% +43.0 +60.6% $297.89 -18.0%
168 TEVA TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS Healthcare 1,000.0 $34K 0.01% NEW $33.88 +11.6%
169 TSM TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS Technology 70.0 $33K 0.01% $477.57 -10.8%
170 LOW LOWES COS INC COM Consumer Cyclical 147.0 $32K 0.01% +11.0 +8.1% $220.49 -5.6%
171 IP INTERNATIONAL PAPER CO COM Consumer Cyclical 843.0 $32K 0.01% +780.0 +1238.1% $38.10 +7.0%
172 TXN TEXAS INSTRS INC COM Technology 104.0 $31K 0.01% +30.0 +40.5% $298.07 -11.1%
173 RSG REPUBLIC SVCS INC COM Industrials 137.0 $29K 0.01% +108.0 +372.4% $213.08 +3.1%
174 QCOM QUALCOMM INC COM Technology 152.0 $28K 0.01% +73.0 +92.4% $184.79 -11.0%
175 RTX RTX CORPORATION COM Industrials 141.0 $27K 0.01% +32.0 +29.4% $189.73 +11.1%
176 PANW PALO ALTO NETWORKS INC COM Technology 78.0 $27K 0.01% +1.0 +1.3% $341.03 +10.1%
177 CIM REAL ESTATE FIN TR INC COM 5,125.0 $26K 0.01% $5.17
178 AMGN AMGEN INC COM Healthcare 72.0 $26K 0.01% +12.0 +20.0% $362.12 +21.4%
179 QUAL ISHARES MSCI USA QUALITY FACTOR ETF 117.0 $26K 0.01% -33K -99.7% $219.43 +2.2%
180 SMURFIT WESTROCK PLC SHS 552.0 $26K 0.01% +513.0 +1315.4% $46.26
Page 9 of 65  ·  1,293 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.2%
Industrials 11.4%
Consumer Cyclical 9.3%
Healthcare 7.3%
Communication Services 6.8%
Utilities 4.3%
Energy 3.9%
Consumer Defensive 3.7%
Basic Materials 1.5%