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Portfolio (Quarterly) Guide ↗

CERTUITY, LLC

· CIK 0001800752
13F Portfolio $1.6B AUM 587 positions Filed Jan 30, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 80 New 220 Added 177 Reduced 52 Exited
Page 11 of 11  ·  220 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 DGRO ISHARES TR 3,680.0 $255K 0.02% +440.0 +13.6% $69.43 +5.7%
202 ARCC ARES CAPITAL CORP Financial Services 12,594.0 $255K 0.02% +2K +16.1% $20.23 -6.6%
203 ROP ROPER TECHNOLOGIES INC Industrials 572.0 $255K 0.02% +119.0 +26.3% $445.25 -28.6%
204 COIN COINBASE GLOBAL INC Financial Services 1,119.0 $253K 0.02% +431.0 +62.6% $226.14 -6.2%
205 IDXX IDEXX LABS INC Healthcare 369.0 $250K 0.02% +26.0 +7.6% $676.90 -21.3%
206 ASCENDIS PHARMA A/S 1,170.0 $249K 0.02% +63.0 +5.7% $213.24
207 ESI ELEMENT SOLUTIONS INC Basic Materials 9,962.0 $249K 0.02% +623.0 +6.7% $24.99 +74.3%
208 MMM 3M CO Industrials 1,524.0 $244K 0.01% +81.0 +5.6% $160.17 -9.4%
209 XYL XYLEM INC Industrials 1,745.0 $238K 0.01% +210.0 +13.7% $136.21 -19.7%
210 CBRE CBRE GROUP INC Real Estate 1,475.0 $237K 0.01% +37.0 +2.6% $160.88 -19.2%
211 DELL DELL TECHNOLOGIES INC Technology 1,863.0 $235K 0.01% +248.0 +15.4% $125.94 +96.8%
212 DB DEUTSCHE BANK A G Financial Services 6,082.0 $235K 0.01% +104.0 +1.7% $38.56 -17.7%
213 NRG NRG ENERGY INC Utilities 1,461.0 $233K 0.01% +8.0 +0.6% $159.31 -15.4%
214 APOS APOLLO GLOBAL MGMT INC Financial Services 1,574.0 $228K 0.01% +69.0 +4.6% $144.82 -82.1%
215 HIG HARTFORD INSURANCE GROUP INC Financial Services 1,578.0 $217K 0.01% +50.0 +3.3% $137.82 -2.6%
216 DDOG DATADOG INC Technology 1,588.0 $216K 0.01% +82.0 +5.4% $136.02 +49.1%
217 MO ALTRIA GROUP INC Consumer Defensive 3,675.0 $212K 0.01% +643.0 +21.2% $57.67 +25.6%
218 CMS CMS ENERGY CORP Utilities 2,998.0 $210K 0.01% +193.0 +6.9% $69.95 +4.7%
219 HE HAWAIIAN ELEC INDUSTRIES Utilities 13,394.0 $165K 0.01% +1K +9.1% $12.30 +10.1%
220 CAN CANAAN INC Technology 225,000.0 $155K 0.01% +10K +4.7% $0.69 -27.5%
Page 11 of 11  ·  220 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Financial Services 39.6%
Technology 25.5%
Industrials 9.9%
Communication Services 7.0%
Consumer Cyclical 7.0%
Healthcare 4.0%
Energy 2.1%
Basic Materials 1.9%
Consumer Defensive 1.6%
Real Estate 1.0%